Articles | Volume 18, issue 11
Clim. Past, 18, 2449–2462, 2022
https://doi.org/10.5194/cp-18-2449-2022

Special issue: International methods and comparisons in climate reconstruction...

Clim. Past, 18, 2449–2462, 2022
https://doi.org/10.5194/cp-18-2449-2022
Research article
09 Nov 2022
Research article | 09 Nov 2022

A Bayesian approach to historical climatology for the Burgundian Low Countries in the 15th century

A Bayesian approach to historical climatology for the Burgundian Low Countries in the 15th century
Chantal Camenisch1,2, Fernando Jaume-Santero1,3,4, Sam White5,a, Qing Pei6, Ralf Hand1,7, Christian Rohr1,2, and Stefan Brönnimann1,7 Chantal Camenisch et al.
  • 1Oeschger Centre for Climate Change Research, University of Bern, Bern, Switzerland
  • 2Institute of History, Section of Economic, Social and Environmental History, University of Bern, Bern, Switzerland
  • 3Department of Radiology and Medical Informatics, University of Geneva, Geneva, Switzerland
  • 4Haute école de gestion de Genève, University of Applied Sciences Western Switzerland, Geneva, Switzerland
  • 5Faculty of Social Science, University of Helsinki, Helsinki, Finland
  • 6Department of Social Sciences, Education University of Hong Kong, Hong Kong, China
  • 7Institute of Geography, Climate Unit, University of Bern, Bern, Switzerland
  • aformerly at: Department of History, Ohio State University, Columbus, USA

Correspondence: Chantal Camenisch (chantal.camenisch@hist.unibe.ch) and Sam White (white.2426@osu.edu)

Abstract

Although collaborative efforts have been made to retrieve climate data from instrumental observations and paleoclimate records, there is still a large amount of valuable information in historical archives that has not been utilized for climate reconstruction. Due to the qualitative nature of these datasets, historical texts have been compiled and studied by historians aiming to describe the climate impact in socioeconomic aspects of human societies, but the inclusion of this information in past climate reconstructions remains fairly unexplored. Within this context, we present a novel approach to assimilate climate information contained in chronicles and annals from the 15th century to generate robust temperature and precipitation reconstructions of the Burgundian Low Countries, taking into account uncertainties associated with the descriptions of narrative sources. After data assimilation, our reconstructions present a high seasonal temperature correlation of ∼0.8 independently of the climate model employed to estimate the background state of the atmosphere. Our study aims to be a first step towards a more quantitative use of available information contained in historical texts, showing how Bayesian inference can help the climate community with this endeavor.

1 Introduction

Historical texts, including both descriptive sources such as chronicles and written records of phenology such as grape harvest dates, have enabled high-resolution reconstructions of temperature and precipitation for periods prior to the modern instrumental record (White et al.2018). The principal approach for these reconstructions has been the “index” method (Pfister et al.2018; Nash et al.2021). Historical climatologists working with these texts have converted their information into ordinal indices (typically 3 to +3), which approximate departures from average monthly or seasonal conditions, and they have calibrated these indices to early instrumental data to obtain reconstructed values for the pre-instrumental period. The resulting temperature and precipitation reconstructions have demonstrated high reconstruction skill, especially at the decadal scale. Nevertheless, the index method has significant drawbacks, including loss of low-frequency variability and gaps in the reconstructions for seasons without descriptions, particularly in regions and periods with less comprehensive historical records such as those from the Middle Ages or early modern times (Brázdil et al.2010; Pfister et al.2018).

Moreover, the index method does not capture the full range of inferences obtainable from the analysis of historical records. For example, if researchers in historical climatology found reliable descriptions that a winter was unusually cold, they might assign that winter a value of 2. However, the 2 would express neither the uncertainty regarding that value nor the possibilities of other values. While they are likely to encounter such descriptions for a cold winter (2 on the index scale), they may also find them for an extremely (3) or slightly (1) cold winter but would very rarely find them for a mild or warm winter (+1 through +3). The index method does not express this range of likelihoods over different values. Similarly, the absence of any historical description is more likely for normal seasons than extreme seasons, but the index method cannot assign any value where there is a gap in the evidence.

To address these problems, this article presents a novel Bayesian approach for historical climatology. Bayesian approaches have been widely adopted in other fields of climate science, including paleoclimate reconstructions, reanalysis, and integration of written descriptions with physical proxies (e.g., Brönnimann et al.2013; Luterbacher et al.2016; Salinas et al.2016; Gennaretti et al.2017; Osman et al.2021). Here, we develop a Bayesian method for seasonal temperature reconstructions and apply it to a sample of data from the 15th century Burgundian Low Countries (Camenisch2015a, b). Our approach builds on existing familiarity and expertise with the index method. It uses climate models to set prior probabilities for each index value and instructs historical climatologists to assign likelihoods for the evidence (or lack thereof) given each index value. Applying Bayes' theorem, these likelihoods are then used to obtain updated posterior probability distributions.

This study aims to demonstrate the feasibility of the proposed Bayesian method, particularly its potential to (1) create a single posterior probability estimate of past climate states, integrating information in archives of nature and society with climate modeling; (2) combine the disciplinary expertise of paleoclimatologists, climate modelers, and historical climatologists in a single reconstruction; (3) incorporate the maximum possible information from written evidence into that reconstruction; (4) include the absence of historical records as a probabilistic indicator of past conditions; and (5) use historical climatology to generate a reconstruction that is continuous and captures low-frequency variability. For this purpose, we have selected a region and period with limited but well-researched historical records. Since there is no instrumental record for the 15th century Low Countries, it is not possible to test reconstruction skill through the standard calibration–verification procedure (Dobrovolný2018), either for conventional indices or for our Bayesian approach. Therefore, reconstruction skill will be tested in future studies.

2 Data

In this study, we used two different groups of sources to reconstruct the climate of the Burgundian Low Countries. The first source (Sect. 2.1) includes documentary data from historical archives describing past climate events of the study region that have been rescued, compiled, and studied by historians in previous publications (e.g., Camenisch2015b), while the second one (Sect. 2.2) is composed of temperature and precipitation simulations from large ensembles of general circulation models (GCMs).

2.1 Documentary data

The basis for the reconstruction used here comes from a dataset already published by Camenisch (2015a, b). These data are not homogeneous and show different characteristics as sources as well as the single records. In the 15th century narrative sources were mainly chronicles and annals. These texts were written by clerics as well as laymen. In regard to the first decades of the century, rich and weather-sensitive chronicles derive, for example, from the Abbey “Notre Dame des Dunes” near Koksijde at the Flemish coast. In the dataset, the texts of laymen increase later in the century. The texts were written in Latin or a vernacular language: that is, medieval forms of Flemish, Low German, Walloon, and other French dialects in the Burgundian Low Countries, and they contain information on temperature as well as on precipitation (Camenisch2015a). Many of the descriptions contained in these sources report directly on weather patterns, while others include comprehensive descriptions of societal climate impacts. The reason to write such texts varies from author to author, but, in general, they aimed to preserve memories of past events. Among these were remarkable weather events and their consequences. These sources are supplemented by municipal accounts, which also contain brief references to weather patterns, as well as customs accounts, which Buisman (1996, 1998) evaluated for his climate reconstruction.

Table 1List with information concerning the model ensembles employed to generate the background state of the atmosphere. From left to right are the ensemble and model names, the number of members, the pre-industrial time period with available information, and the spatial resolution in decimal degrees.

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The number of weather descriptions is not equally distributed within the century. In general, years with extreme weather events – such as the winter 1407/08, the 1430s, and the 1480s and 1490s – have significantly more reports than more normal years. The original dataset contains about 3000 records from a bit more than 100 sources. This means that in the well-documented years, about 200 records are possible, whereas in the less documented years only a few weather-related records are available (Camenisch2015a, b). Among the less documented years are especially the 1450s and 1460s, when generally fewer weather-sensitive sources are available for the study area. The sources and their content are described year by year in Camenisch (2015a). One of the advantages of these sources, however, is that they cover the entire year, with almost similar numbers of descriptions falling in winter, spring, and summer, as well as somewhat fewer in autumn.

In addition to the actual weather descriptions, however, the metadata for each source and for each individual record also play a major role for the Bayesian approach. These metadata comprise the information that would be called extended “source criticism” in the historical sciences. This includes, for example, biographical information on the authors of the texts in order to evaluate whether they were eyewitnesses to the events described or the number and reliability of the sources of a particular year or season. Moreover, general information on the existence and the characteristics of historical sources of a certain region and period as a whole is necessary.

2.2 Model ensembles

The Bayesian approach requires a prior that is based on prior knowledge. Climate model simulations can provide prior probability estimates based on physical constraints (see Sect. 3.3), information on external forcings (e.g., volcanic eruptions), or even effects of large-scale oceanic variability modes such as the El Niño–Southern Oscillation. We used two sets of simulations to generate two priors: atmospheric simulations that were constrained, among other factors, with time-varying sea-surface temperatures from reconstructions as well as coupled simulations in which only the external forcings are prescribed (see Table 1). Figure 1 (right) shows grid-point centers within the Burgundian Low Countries where temperature and precipitation series were extracted.

https://cp.copernicus.org/articles/18/2449/2022/cp-18-2449-2022-f01

Figure 1Maps of the Burgundian Low Countries with (left) historical document locations (grey points) describing past climate events during the 15th century and (right) model grid points. The region is defined as the land area delimited by latitudes between 1.5 and 10 N and longitudes between 48.5 and 54 E. Orange and blue crosses depict the grid points where temperature and precipitation series have been extracted from the ModE-Sim ensemble and the CESM-LME, respectively.

In first place we have historical simulations for PALEO-RA – past 600 years with observed forcings (ModE-Sim), which are composed of 40 full-forcing members of the ECHAM 6.3 model with T63 horizontal and L47 vertical resolutions. Sea surface temperatures (SSTs) and sea ice conditions (SICs) have been prescribed from either Samakinwa et al. (2021) or HadISST2 (Titchner and Rayner2014) using for the latter 10 different realizations so that SST and SIC uncertainties are taken into account. Vegetation and land use–land change (LULC) have also been prescribed. Moreover, almost all radiative forcings have been selected following CMIP6/PMIP4 past2k specifications (Jungclaus et al.2017) with standard PMIP4 volcanic forcings (e.g., Sigl et al.2015; Toohey and Sigl2017) for the first 20 members and Samakinwa et al. (2021) for the remaining members of the ensemble.

Simulations from the Community Earth System Model – Last Millennium Ensemble (CESM-LME) have also been used to test the independence of our reconstructions from the model employed. The CESM-LME Project (Otto-Bliesner2016) includes 13 simulations of the CESM 1.1 CAM5 with a regular resolution of 1.9×2.5, 30 vertical levels, and all transient forcings (i.e., solar radiation, volcanic aerosols, greenhouse gases, LULC, and orbital parameters). Both ensembles have their own advantages and disadvantages. For instance, ModE-Sim simulations begin in 1420 CE, while the CESM-LME starts in 850 CE, allowing for the reconstruction of the entire 15th century. On the other hand, the ModE-Sim ensemble is composed of 40 members in contrast with the 13 members of the CESM-LME, which makes the former a more robust candidate to describe the background state of the atmosphere.

Two climate variables at seasonal temporal resolution (i.e., DJF, MAM, JJA, SON) have been used from the ModE-Sim ensemble: air temperature at 2 m (temp2) and wet days in a month (wetdaysinmonth). While temp2 is a standard output of the model, wetdaysinmonth is a custom variable defined as the number of days with more than 1 mm of precipitation within a model day. Note that we decided to use this customized variable as a precipitation estimator because it presents a Gaussian distribution, which it is suitable for our reconstruction method (see Sect. 3.4). Moreover, seasonal 2 m air temperatures have also been extracted from the CESM-LME (TREFHT).

3 Methodology

Historical documents have been assimilated by using the famous Bayes' theorem (e.g., Efron2013; Puga et al.2015) to update prior atmospheric states estimated from model ensembles following Eq. (1):

(1) p ( climate observation ) = p ( climate ) p ( observation climate ) p ( observation ) ,

where p(climate∣observation) and p(climate) represent the posterior and prior probability distributions, while p(observation climate) is the probability distribution associated with the information from historical documents. Note that the right term is divided by a normalizing constant (Eq. 2), which ensures that the sum of posterior probabilities adds up to 1.

(2) p ( observation ) = Obs . = - 3 3 p ( climate ) p ( Obs . climate )

Figure 2 illustrates the methodology followed to obtain the climate reconstruction of the Burgundian Low Countries. This novel approach uses the probability distribution of Pfister indices (see Sect. 3.1) to quantify the information from historical archives (i.e., notes and qualitative observations preserved in documents and books) and, at the same time, assess the uncertainty associated with those same documents in terms of source reliability, data quality, and regional impact (see Sect. 3.2). In addition, a forward model has also been employed to convert ensemble members into Pfister indices, transferring the information contained in the background state of the atmosphere into prior probability distributions (see Sect. 3.3). Finally, the posterior probability is obtained using Bayes' theorem (see Sect. 3.4).

https://cp.copernicus.org/articles/18/2449/2022/cp-18-2449-2022-f02

Figure 2Methodology followed to assimilate historical documents into seasonal temperature and precipitation reconstructions of the Burgundian Low Countries during the 15th century. Outside the rounded square are the inputs (top) and output (bottom) of the climate reconstruction. All inputs are converted into probability distributions of Pfister indices from which posterior probability distributions are obtained using Bayes' theorem.

3.1 Pfister indices

Climate indices named after Christian Pfister serve as the basis for this reconstruction (e.g., Pfister et al.1999, 2018). Temperature and precipitation are reconstructed separately. Depending on the source density, a seasonal, monthly, or other temporal resolution is chosen. Due to the characteristics of the sources and their density, a seasonal resolution was chosen for this present reconstruction. The individual indices have a 7 scale, which contains the following index values with regard to temperatures (Fig. 3): 3 = extremely cold, 2 = very cold, 1 = cold, 0 = normal, +1 = warm, +2 = very warm, +3 = extremely warm. For the precipitation indices, the scale is adjusted accordingly: 3 = extremely dry, 2 = very dry, 1 = dry, 0 = normal, +1 = wet, +2 = very wet, +3 = extremely wet. In order to be able to determine the actual index value, a list of events and characteristics was developed for each individual index, which must apply to a season for it to be assigned to a specific index value. These properties are determined based on the climatic conditions known today in the study area and adapted as far as possible to the conditions of the 15th century. For example, a winter 3 in the temperature index requires large watercourses to carry ice cover, or a summer can only be assigned an index value of 3 in the precipitation reconstruction if springs as well as smaller watercourses dried up and the grain harvest was negatively affected (e.g., Camenisch2015a, b). Ice formation on water bodies occurred more frequently before the large straightening and channelization projects or before the discharge of industrial wastewater, so the 15th-century report of (today rather rare) drift ice does not constitute an extremely cold winter (3) in the 15th-century Low Countries. In many cases, however, the assignment is not so clear that for one season the other six index values could be clearly excluded. Until now, it has not been possible to express this uncertainty or the probability with which the season is assigned to a particular index value. For this reason, we have taken the scale of the Pfister indices as a basis and have further developed this approach.

https://cp.copernicus.org/articles/18/2449/2022/cp-18-2449-2022-f03

Figure 3Pfister indices for temperature (top) and precipitation (bottom). Percentages show how climate information is distributed in terms of its severity. Note that Pfister indices classify temperature and precipitation values into 12 quantiles (or duo-deciles) with a uniform distribution of two duo-deciles for each index between 2 and 2, while minimum and maximum indices (i.e., 3 and 3) are associated with the lowest and highest quantiles, respectively.

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3.2 Inclusion of probabilities and uncertainties

Because in many seasons the descriptions in the sources do not allow a simple and unambiguous assignment to an index value, reconstructions with the index method have so far been forced to settle on the most probable index value. The discussion of the reliability of a source, the assessment of uncertainties, and the weighing of the probability of a specific finding normally employed by historians and expressed in descriptive texts in the historical sciences were lost by this (allegedly) unambiguous decision in favor of an index value.

With the Bayesian approach presented here, it is possible to express this information in terms of a distribution of likelihoods. The method used here is again based on Pfister indices, but it now requires that the researcher assign a likelihood of getting such as observation assuming that the true climate matched each value in the scale. In total, these likelihoods must again add up to exactly 1. Moreover, each likelihood should be at least 0.05, since even the best source criticism cannot rule out misdating of observations. The highest probability lies on the index value that was already assigned to the season in the original reconstruction (Camenisch2015a, b). The exact delineation of the index values for each season is described in detail in the two corresponding publications.

For example, we have a well-documented summer, which means that a lot of weather-related sources exist for this particular season. These sources describe the summer as warm and sunny weather, a good harvest, and average or low prices for agricultural products. Using the conventional historical method, the historical climatologist would probably assign the summer a +2 on the Pfister scale on the assumption that this is the most probable state of the climate given the observations: p(climate∣observation). The Bayesian approach, on the other hand, would consider the likelihood of the evidence assuming each value for the climate: p(observation∣climate). In this case, the observations would be very unlikely assuming an extremely cold (3) or very cold (2) summer and also unlikely assuming a cold (1) summer. The likelihood of the evidence given an average (0) summer, however, is somewhat higher because summers with a few chilling phases could also result in descriptions of a good harvest, although these chilling phases would probably still have been described in one source or another. The evidence is somewhat unlikely assuming an extremely hot (+3) summer because normally such a summer would produce some descriptions of negative impacts. Therefore, such descriptions are most likely in the event of a warm summer (+1) or very warm summer (+2). These considerations result in the likelihood distribution in Table 2.

Table 2Example of the distribution of likelihoods of a well-documented very warm summer with a similar distribution of likelihoods for +2 (very warm) and +1 (warm).

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Besides the fact that more information from the sources and metadata can be expressed via this reconstruction method, the Bayesian approach also has the great advantage that an absence of observations does not necessarily leave a gap in the climate reconstruction. In some cases, the Bayesian approach can actually turn the absence of observations into useful evidence. Most observers during the Middle Ages and early modern period were systematically more likely to notice and record extreme conditions than average ones. Thus, we may infer that the likelihood of finding no weather descriptions for a particular season in a period and region with historical sources – which is the case in the Low Countries during the 15th century – is higher assuming average conditions rather than extreme conditions. This means that such a decision takes the detailed knowledge about the source situation in the specific years and area into account. Using values in the Pfister index, such a likelihood distribution for p(no observation∣climate) might be described by Table 3. Of course, the likelihood distribution for finding no observations given each climate value will depend on the specific sources, region, and period under study. For instance, the lack of any description of frozen lakes during some particular winter would be much higher assuming climate values of 1, 0, +1, +2, and +3 rather than values of 2 or 3 on the Pfister scale.

Table 3Example of the distribution of likelihoods of a summer with no description of weather during a phase with otherwise good source density.

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In a more classical approach, the calibration of the reconstruction with other datasets and reconstructions would be made. In this case, it is not necessary because this is not a new reconstruction but another version of an already published (and peer reviewed) climate reconstruction. As there is no overlap with an early instrumental period, the original reconstruction was compared to other reconstructions (Camenisch2015b). Moreover, to verify the physical consistency of the method, two different reconstructions were generated with the same observational likelihoods, but with priors coming from two independent climate models (ECHAM6 and CESM).

3.3 Prior generation

Prior seasonal temperature and precipitation states have been converted into probability distributions of Pfister indices by means of a forward model that classifies the members of a certain model ensemble into different quantiles following the Pfister index probability distribution function (Fig. 3). Pfister indices have been defined for each member as duo-decile intervals taking into account the relative severity and magnitude of the climate values (e.g., for the temperature field, each index has been associated with a range of temperatures from extremely cold to extremely warm that depends on the climatology of the ensemble member). In the case of the ModE-Sim ensemble, 12 quantiles have been obtained with simulations ranging from 1420 to 1781 CE, while for the CESM-LME, these quantiles have been calculated with simulations from 850 to 1849 CE. Seasonal outputs from the ensembles have subsequently been converted into Pfister indices depending on their value, with cooler (drier) conditions having negative indices and warmer (wetter) conditions being associated with positive indices. Prior probability distributions are obtained by dividing the number of members within a given index by the total number of members in the ensemble. For instance, if for a given season and year, 20 members of the ModE-Sim ensemble have an index of 2, as this ensemble has a total of 40 members, the prior probability of that index (i.e., very cold) would be 50 %. It is noteworthy to mention that the robustness of prior probability distributions depends on the number of ensemble members, recommending the use of large multi-member ensembles (such as the ModE-Sim ensemble) for this task.

3.4 Bayesian reconstruction

Once the prior and historical information are expressed in terms of probabilities, the use of Bayes' theorem to obtain the posterior Pfister distribution is straightforward (Eq. 1). The prior is multiplied by the probability distribution of the historical archives and divided by the normalizing constant (Eq. 2). This posterior probability distribution of Pfister indices represents the updated state of the climate after data assimilation. Climate variables have subsequently been reconstructed for each member of the ensemble following Eq. (3) as the weighted average of mean values associated with each index; posterior probability distributions are used as weights:

(3) climate = n = - 3 3 p ( climate n ) climate n ,

where climate is the reconstructed climate variable (i.e., temp2, TREFHT, or wetdaysinmonth), n is a Pfister index, p(climate∣n) is the posterior probability of climate given n, and climaten is the mean value of climate associated with n. Note that as climaten is estimated as the mean of climate values (e.g., temperature) related to a certain Pfister index, this reconstruction method is optimal for climate variables that present a Gaussian distribution.

Moreover, to assess the uncertainty of the reconstruction, the weighted standard deviation (SD) for each member of the ensemble has also been calculated following Eq. (4):

(4) SD = M M - 1 n = - 3 3 p ( climate n ) climate n - climate 2 ,

where M is the number of nonzero weights (i.e., p(climaten)>0).

4 Results

Posterior probability distributions have been obtained for temperature-related fields from independent GCMs. Figures 4 and S1 show (for summer and winter) how two different background states (top panels) are updated by information from documentary data (middle panels) to generate reconstructions with similar posterior probability distributions (bottom panels). This indicates that the information contained in historical archives can be efficiently transferred into climate reconstructions, yielding consistent results from different prior states. One of the main features of this methodology is the important influence of documentary data to shape the posterior distribution, which is based on the fact that likelihood distributions of historical texts are better defined than the prior probability distributions from models, and we therefore obtain more well-defined posterior probability distributions when we combine the two using Bayes' theorem. This is consistent with the fact that ensemble members come from different model realizations, generating a diverse range of atmospheric background states in contrast with better-defined information on the real climate system extracted from documents.

https://cp.copernicus.org/articles/18/2449/2022/cp-18-2449-2022-f04

Figure 4Prior, historical information, and posterior probability distributions of seasonal temperatures in the Burgundian Low Countries for (a) winters and (b) summers ranging from 1420 to 1499 CE. Top panels represent the prior probability distribution, p(climate), extracted from 2 m air temperatures of the 40-member ModE-Sim ensemble and converted into Pfister indices. Middle panels illustrate the probability distribution of the information, p(observationsclimate)/p(observations), acquired from historical archives compiled and converted into Pfister indices by historians. Bottom panels depict the posterior probability distribution, p(climate∣observation). White spaces are shown when there are no observations available and therefore the posterior matches the prior.

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On the other hand, Fig. 5 shows how precipitation-related fields such as wet days in a month can also be reconstructed using this method. Note that in this case we have complete temporal information for summer (Fig. 5b), which allows for the study of climate responses to important events such as the volcanic eruption in 1452 CE (see Sect. 5.1). Focusing on the probability distributions of Pfister indices, the same behavior is observed: well-defined information retrieved from documentary data shapes the posterior distribution. This is even more evident than in the temperature reconstruction because precipitation is a dynamical field that depends on the internal variability of the climate system, which can differ significantly among the members of the ensemble, generating different background states and therefore providing a not-so-well-defined prior.

https://cp.copernicus.org/articles/18/2449/2022/cp-18-2449-2022-f05

Figure 5Prior, historical information, and posterior probability distributions of seasonal wet days in a month in the Burgundian Low Countries for (a) winters and (b) summers ranging from 1420 to 1499 CE. Top panels represent the prior probability distribution, p(climate), extracted from the 40-member ModE-Sim ensemble and converted into Pfister indices. Middle panels illustrate the probability distribution of the precipitation information, p(observationsclimate)/p(observations), acquired from historical archives compiled and converted into Pfister indices by historians. Bottom panels depict the posterior probability distribution, p(climate∣observation). White spaces are shown when there are no observations available and therefore the posterior matches the prior.

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4.1 Temperature reconstruction

Seasonal 2 m air temperature series have been reconstructed for the Burgundian Low Countries using the posterior probability distributions of Pfister indices. Figure 6 shows mean temperatures for each season obtained with 40 members of the ModE-Sim ensemble reconstructed from 1420 to 1499 CE. Although most of the information from documentary data is only available for summer and winter, consistent results are obtained for each season with minimum mean temperatures of ∼2.7C in winter, maximum mean temperatures of ∼17.5C in summer, and milder air temperatures of 7.5 C and ∼10C in spring and autumn, respectively. Seasonal uncertainties defined as the difference between the maximum minus the minimum values of the ensemble for each year are quite similar for all seasons, with mean values of 0.25 C for summer, spring, and winter and 0.4 C for autumn.

https://cp.copernicus.org/articles/18/2449/2022/cp-18-2449-2022-f06

Figure 6Seasonal mean temperatures in the Burgundian Low Countries from 1420 to 1499 CE. Colored areas show mean temperatures ± 1 standard deviation averaged over all members of the ModE-Sim ensemble. They are reconstructed from posterior probability distributions after assimilating regional information from historical documents.

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https://cp.copernicus.org/articles/18/2449/2022/cp-18-2449-2022-f07

Figure 7Distribution of mean temperatures in the Burgundian Low Countries from 1420 to 1499 CE after data assimilation. Solid (dashed) violins show the seasonal distribution when 2 m air temperatures from the 40-member (13-member) ModE-Sim ensemble (CESM-LME) are employed to generate the prior. Diamonds represent recent seasonal mean temperatures obtained from regional observations within the CRUTEM5 dataset for the 2010–2021 time period.

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The same air temperature reconstruction has been performed using the 13 members of the CESM-LME since 1400 CE. Figure 7 illustrates the seasonal mean temperature distribution from 1420 to 1499 CE for the ModE-Sim ensemble (solid violins) and the CESM-LME (dashed violins) after data assimilation. Similar mean temperatures are observed between the two ensembles with slightly colder winters and warmer summers when the ModE-Sim ensemble is employed. This indicates that although consistent results are obtained with different ensembles, the methodology preserves the internal variability of the models, transferring the background state into the final reconstruction. A direct comparison with mean temperatures of the last decade (i.e., 2010–2021) obtained from observations of the CRUTEM5 dataset shows how recent temperatures are persistently above average with respect to the 15th century, yielding maximum increases over 1 C in autumn and winter. Note that similar recent increases in mean temperatures are obtained when we take into account the last 2 (i.e., 2000–2021) and 3 (i.e., 1990–2021) decades. Furthermore, there is a significant increase in correlation between the ModE-Sim and CESM-LME series after assimilating the information from historical archives. Table 4 shows the seasonal Pearson correlations between the two air temperature priors from ModE-Sim and CESM-LME, as well as the correlations of the posteriors. Low correlations are obtained for the priors with a maximum correlation of 0.25 in summer and a minimum one of 0.08 in winter (which are associated with the expected climate response to external forcings), indicating that the internal variabilities of model outputs differ significantly among each other. In contrast, significantly higher correlations are found for posterior reconstructions with a minimum Pearson correlation of 0.78 in summer and a maximum one of 0.85 in winter. This significant increase in correlation is associated with the assimilation of documentary data and highlights the importance of retrieving information from historical archives to obtain a consistent reconstruction of the past climate.

Table 4Pearson correlation between the ModE-Sim ensemble and the CESM-LME multi-member mean temperatures over the Burgundian Low Countries for the 1420–1499 CE period. 2 m air temperature correlations have been calculated for each season before (prior) and after (posterior) assimilation of historical documents over the region.

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4.2 Precipitation reconstruction

Moreover, wet days in a month have been obtained from 1420 to 1499 CE after including documentary data as shown in Fig. 8. Interestingly, in this case we have complete information for summer, allowing for the study of precipitation anomalies during the 15th century. On the other hand, there is almost no available information for autumn and the first decades of springtime (i.e., continuously available information for spring starts in 1471 CE). The reconstruction shows (on average) between 13 and 17 wet days per autumn month, 17 to 21 d in winter months (the annual maximum), 16 to 19 wet days in spring, and 9 to 13 d in summer (the annual minimum). Uncertainties represented as 1 weighted standard deviation are in general between 1 and 2 d.

https://cp.copernicus.org/articles/18/2449/2022/cp-18-2449-2022-f08

Figure 8Seasonal mean wet days in a month in the Burgundian Low Countries from 1420 to 1499 CE. Colored areas show mean wet days ± 1 standard deviation averaged over all members of the ModE-Sim ensemble. They are reconstructed from posterior probability distributions after assimilating regional information from historical documents.

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https://cp.copernicus.org/articles/18/2449/2022/cp-18-2449-2022-f09

Figure 9Distribution of average wet days in a month over the Burgundian Low Countries from 1420 to 1499 CE after data assimilation using the ModE-Sim ensemble as the prior. Depicted in red are the four summers following a strong volcanic eruption in late 1452 CE (or early 1453 CE).

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It is noteworthy to mention that Fig. 8 presents a prominent anomaly after 1452 CE. There is an increase in wet days in a month from 10–11 summer days to 13–14 summer days that it is persistent for the 4 following years (i.e., 1453, 1454, 1455, and 1456). As a matter of fact, those years are in the top 10 % of wettest days from 1420 to 1499 CE as depicted by the red violin in Fig. 9, increasing the number of wet days in a month to the same extent as autumn wet days. Therefore, a major event such as a volcanic eruption is likely to have taken place during 1452 CE or 1453 CE (Robin et al.1994; Gao et al.2006) to generate this strong response of the climate system (see Sect. 5.1).

5 Discussion

Consistent climate reconstructions have been obtained by assimilating qualitative information from documentary data compiled by historians. Although further methodological improvements can be made (e.g., developing a reconstruction method able to work with variables following non-Gaussian distributions), the Bayesian approach presented herein has been proven effective in the task of providing a robust framework not only by retrieving climate information from historical archives, but also by taking into account uncertainties such as source reliability, data quality, and regional impact. In this sense, the methodology has been adapted to the historian workflow (i.e., the common procedures followed in social sciences) while providing quantitative results for climate scientists, serving as a common ground where collaborative efforts between social and applied sciences can be made to improve our understanding of past climatological events.

Moreover, our method addresses larger epistemological concerns in historical research. Although scholars of history and the historical sciences have often understood their work as representing the past or debating interpretations of historical evidence and events, philosophers have raised doubts about the completeness and objectivity of such “representation” or “interpretations” (as discussed in e.g., Kuukkanen2015). A more defensible and productive epistemic stance could be to understand historical research as Bayesian abductive inference – that is, a probabilistic reasoning from effects to causes or, more specifically, from the traces left by the past, including physical and written records, to hypotheses about the past itself. Previous studies have demonstrated that this stance encapsulates the implicit principles underlying historical research and that consciously adopting Bayesian abductive methods improves the accuracy of historical studies and communication (Tucker2004; Lavan2019). Our study substantiates this epistemological shift in the interdisciplinary field of historical climatology.

Summer precipitation after volcanic eruption

One of the most interesting aspects of the Bayesian method resides in the possibility of studying past anomalous events from documentary data recorded at the time of the incident and reconstructing the posterior climate response at local and regional scales. In this case, we focused on summer rainfall anomalies after 1452 CE that remained persistent for the 4 following years as described in Sect. 4.2. To generate such climate response, the event that took place during 1452 CE must have been of colossal proportions, which is consistent with a major volcanic eruption reported in previous studies (e.g., Robin et al.1994; Gao et al.2006; Raible et al.2016; Esper et al.2017; Hartman et al.2019). This regional increase in wetter summers over the Burgundian Low Countries after strong volcanic eruptions could be explained as a remote effect of weakened atmospheric circulation systems such as the African and Indian monsoons (e.g., Oman et al.2006; Colose et al.2016; Fadnavis et al.2021). Wegmann et al. (2014) illustrated possible mechanisms that relate weaker monsoons with positive summer precipitation anomalies over southern and central Europe after major volcanic eruptions. Within this context, weaker monsoons can lead to a weakening of the northern branch of the Hadley cell that can perturb the atmospheric circulation over the Mediterranean and North Atlantic Ocean, increasing the European summer rainfall for the coming years after the eruption. Note that these wetter anomalies are also observed (with higher uncertainties) in priors of 1453, 1455, and 1456 (Fig. 8), indicating that GCMs are able to reproduce the forced signal after major climate events in agreement with historical records. Nevertheless, more consistent results are obtained after data assimilation such as in the reconstruction of 1454, for which no clear wet conditions were extracted from the prior, but they are clearly present in the posterior probability distribution.

It is noteworthy to mention that the consequences of this large volcanic eruption are more evident in the results presented herein than in previous reconstructions (e.g., Camenisch2015b). This is due to the fact that in the 1450s and 1460s, the data quality and quantity in the Burgundian Low Countries are not very consistent with regard to weather reports in narrative sources.

Indeed, in other European regions with somewhat better source coverage in these 2 decades, the rainy summers resulting from the 1452 CE volcanic eruption can be traced in historical sources. For example, reports from 1454 and 1456 confirm summer precipitation and temperature anomalies in northern Switzerland: in 1454, a period of frost occurred at the end of May, during which snowfall was observed in the Black Forest to below 1150 m above sea level. The low temperatures destroyed everything that grew in the fields. In the first third of July it was still so cold that the “living rooms” had to be heated and it rained unusually heavily. Cold and rain continued in August and September. From the summer of 1456 it is reported that from the end of June to the end of October not 4 days of summer weather occurred in a row and there were not 14 dry days. In addition, repeated thunderstorms and hailstorms devastated the area. Because it rained all the time, the crops were destroyed and the wine was sour (Camenisch2022). The descriptions of these 2 years suggest a “year without summer” in 1454 and maybe even in 1456.

This is an example of the potential of the Bayesian approach, especially in the reconstruction of precipitation anomalies. With conventional methods, it would not be possible to use historical sources from Switzerland as evidence for Pfister index values in the Low Countries. Thus, this approach also represents an opportunity to make precise and reliable statements with few historical sources spread over a larger geographical area.

6 Conclusions

With the Bayesian approach applied here, we were able to integrate probabilities and uncertainty into the proven Pfister indices in an existing temperature and precipitation reconstruction of the Burgundian Low Countries during the 15th century. In this process, several gaps could be closed because even years with ambiguous, little, or no concrete information from historical sources could be evaluated. This was possible because no explicit decisions had to be made for an index value, but all index values were evaluated according to their probability of occurrence. Such an assessment is possible thanks to a precise knowledge of the historical sources and the way weather-related information is presented in them. The Bayesian reconstructions obtained herein are not only physically consistent due to background states of the climate system provided by last-generation model simulations, but also historically accurate thanks to the information retrieved from historical documents. Hence, this study opens the door for the assimilation of documentary information contained in the archives of most history faculties around the world, motivating collaboration between social and applied sciences.

Supplement

The supplement related to this article is available online at: https://doi.org/10.5194/cp-18-2449-2022-supplement.

Author contributions

SW developed the idea of applying this methodological approach to historical climatology. SW, CC, SB, FJS, and QP have worked on further developing and adapting this approach. CC used her sources to create a new reconstruction for the Netherlands, which expresses probabilities. FJS, RH, and SB did the extensive calculations on the models.

Competing interests

At least one of the (co-)authors is a member of the editorial board of Climate of the Past. At least one of the (co-)authors is a guest member of the editorial board of Climate of the Past for the special issue “International methods and comparisons in climate reconstruction and impacts from archives of societies”. The peer-review process was guided by an independent editor, and the authors also have no other competing interests to declare.

Disclaimer

Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Special issue statement

This article is part of the special issue “International methods and comparisons in climate reconstruction and impacts from archives of societies”. It is not associated with a conference.

Acknowledgements

The authors would like to thank PAGES (Past Global Changes) for supporting the CRIAS working group in this research. This work was supported by the Cogito Foundation (project no. 20-108-R) and by the European Commission (ERC grant PALAEO-RA, 787574). The simulation was performed at the Swiss National Supercomputing Centre CSCS.

Financial support

This research has been supported by the Cogito Foundation (grant no. 20-108-R) and the European Commission Horizon 2020 Framework Programme (PALAEO-RA (grant no. 787574)).

Review statement

This paper was edited by Rudolf Brazdil and reviewed by Jiri Miksovsky and one anonymous referee.

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Short summary
We present a novel approach to assimilate climate information contained in chronicles and annals from the 15th century to generate climate reconstructions of the Burgundian Low Countries, taking into account uncertainties associated with the descriptions of narrative sources. Our study aims to be a first step towards a more quantitative use of available information contained in historical texts, showing how Bayesian inference can help the climate community with this endeavor.