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  <front>
    <journal-meta><journal-id journal-id-type="publisher">CP</journal-id><journal-title-group>
    <journal-title>Climate of the Past</journal-title>
    <abbrev-journal-title abbrev-type="publisher">CP</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Clim. Past</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1814-9332</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/cp-16-2255-2020</article-id><title-group><article-title>Aridification signatures from fossil pollen indicate a drying climate in east-central Tibet during the late Eocene</article-title><alt-title>Aridification signatures from Eocene pollen in east-central Tibet</alt-title>
      </title-group><?xmltex \runningtitle{Aridification signatures from Eocene pollen in east-central Tibet}?><?xmltex \runningauthor{Q. Yuan et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2 aff3 aff4">
          <name><surname>Yuan</surname><given-names>Qin</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="yes" rid="aff5 aff6">
          <name><surname>Barbolini</surname><given-names>Natasha</given-names></name>
          <email>barbolini.natasha@gmail.com</email>
        <ext-link>https://orcid.org/0000-0001-7121-3634</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5 aff7">
          <name><surname>Rydin</surname><given-names>Catarina</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Gao</surname><given-names>Dong-Lin</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Wei</surname><given-names>Hai-Cheng</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Fan</surname><given-names>Qi-Shun</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Qin</surname><given-names>Zhan-Jie</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Du</surname><given-names>Yong-Sheng</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2 aff3">
          <name><surname>Shan</surname><given-names>Jun-Jie</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Shan</surname><given-names>Fa-Shou</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Vajda</surname><given-names>Vivi</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-2987-5559</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Key Laboratory of Comprehensive and Highly Efficient Utilization of Salt Lake Resources, Qinghai Institute of Salt Lakes, <?xmltex \hack{\break}?> Chinese Academy of Sciences, Xining, China</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Qinghai Provincial Key Laboratory of Geology and Environment of Salt Lakes, Qinghai Institute of Salt Lakes, <?xmltex \hack{\break}?> Chinese Academy of Sciences, Xining, China</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>University of Chinese Academy of Sciences, Beijing, China</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Department of Palaeobiology, Swedish Museum of Natural History, Stockholm, Sweden</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>Department of Ecology, Environment and Plant Sciences and Bolin Centre for Climate Research, <?xmltex \hack{\break}?> Stockholm University, Stockholm, Sweden</institution>
        </aff>
        <aff id="aff6"><label>6</label><institution>Department of Ecosystem and Landscape Dynamics, Institute for Biodiversity and Ecosystem Dynamics, <?xmltex \hack{\break}?> University of Amsterdam, Amsterdam, the Netherlands</institution>
        </aff>
        <aff id="aff7"><label>7</label><institution>The Bergius Foundation, The Royal Swedish Academy of Sciences, Stockholm, Sweden</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Natasha Barbolini (barbolini.natasha@gmail.com)</corresp></author-notes><pub-date><day>20</day><month>November</month><year>2020</year></pub-date>
      
      <volume>16</volume>
      <issue>6</issue>
      <fpage>2255</fpage><lpage>2273</lpage>
      <history>
        <date date-type="received"><day>7</day><month>November</month><year>2019</year></date>
           <date date-type="rev-request"><day>20</day><month>January</month><year>2020</year></date>
           <date date-type="rev-recd"><day>1</day><month>October</month><year>2020</year></date>
           <date date-type="accepted"><day>7</day><month>October</month><year>2020</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2020 Qin Yuan et al.</copyright-statement>
        <copyright-year>2020</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020.html">This article is available from https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020.html</self-uri><self-uri xlink:href="https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020.pdf">The full text article is available as a PDF file from https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e221">Central Asia experienced a number of significant elevational and
climatic changes during the Cenozoic, but much remains to be understood
regarding the timing and driving mechanisms of these changes as well as
their influence on ancient ecosystems. Here, we describe the palaeoecology
and palaeoclimate of a new section from the Nangqian Basin in Tibet,
north-western China, dated as Bartonian (41.2–37.8 Ma; late Eocene)
based on our palynological analyses. Located on the east-central part of
what is today the Tibetan Plateau, this section is excellently placed for
better understanding the palaeoecological history of Tibet following the
Indo-Asian collision. Our new palynological record reveals that a strongly
seasonal steppe–desert ecosystem characterized by drought-tolerant shrubs,
diverse ferns, and an underlying component of broad-leaved forests existed in
east-central Tibet during the Eocene, influenced by a southern monsoon. A
transient warming event, possibly the middle Eocene climatic optimum
(MECO; 40 Ma), is reflected in our record by a temporary increase in regional
tropical taxa and a concurrent decrease in steppe–desert vegetation. In the
late Eocene, a drying signature in the palynological record is linked to
proto-Paratethys Sea retreat, which caused widespread long-term
aridification across the region. To better distinguish between local
climatic variation and farther-reaching drivers of Central Asian
palaeoclimate and elevation, we correlated key palynological sections across
the Tibetan Plateau by means of established radioisotopic ages and
biostratigraphy. This new palynozonation illustrates both intra- and
inter-basinal floral response to Qinghai–Tibetan uplift and global climate
change during the Paleogene, and it provides a framework for the age assignment
of future palynological studies in Central Asia. Our work highlights the
ongoing challenge of integrating various deep time records for the purpose
of reconstructing palaeoelevation, indicating that a multi-proxy approach is
vital for unravelling the complex uplift history of Tibet and its resulting
influence on Asian climate.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e233">A series of major geological events occurred during the Cenozoic, which led
to a fundamental change in the global climate (Zachos et al., 2001). The
most important events include the formation of the polar ice cap (e.g.
DeConto and<?pagebreak page2256?> Pollard, 2003; Pagani et al., 2011), regression of the
proto-Paratethys Sea from Eurasia (Abels et al., 2011; Bosboom et al., 2014;
Caves et al., 2015; Bougeois et al., 2018; Kaya et al., 2019; Meijer et al.,
2019), and uplift of the Qinghai–Tibetan region (Dupont-Nivet et al., 2007,
2008; Molnar et al., 2010; Miao et al., 2012; Hu et al., 2016; Li et al.,
2018). Today the Tibetan Plateau (TP) is the highest elevated plateau in the
world, with a complex uplift history beyond a simple collision between the
Indian and Asian continents (Molnar and Tapponnier, 1975; Aitchison and
Davis, 2001; Wang et al., 2008; Xia et al., 2011; Aitchison et al.,
2011; Zhang et al., 2012; Wang, 2014; Spicer et al., 2020). In this paper, the
term “Tibetan Plateau” is used to denote the geographic extent
occupied by the modern plateau, but it should not be taken to imply that an
elevated expanse of low-relief topography existed across this region in the
Eocene (Spicer et al., 2020).</p>
      <p id="d1e236">Previous studies indicate that retreat of the proto-Paratethys Sea and the
uplift of Tibet as well as other ranges to the north, such as the Altai,
Sayan, and Hangay (Caves et al., 2014), may have been responsible for
monsoon intensification and aridification across the Asian continental
interior in the Paleogene, although the timing of these mechanisms, and
their roles in forcing climate dynamics, are still debated (Caves et al.,
2015; Spicer, 2017). In particular, a lack of consensus exists regarding the
onset of Asian aridification, whether it was a Paleogene or Neogene
phenomenon, and its relationship with Tibetan uplift (e.g. Dupont-Nivet et
al., 2007; Xiao et al., 2010; Miao et al., 2012; Caves et al., 2015;
Liu et al., 2016; Wang et al., 2018; L. Li et al., 2019; Paeth et al., 2019).
Aridification in north-eastern Tibet appears to have intensified after the
middle Eocene climatic optimum (MECO; 40 Ma), a short-lived warming event
documented in marine records globally. The drying climate after this event
is primarily linked to the second regression of the proto-Paratethys Sea,
which reduced moisture supply via the westerlies to Central Asia (Kaya et
al., 2019). In north-eastern Tibet, the regional disappearance of perennial
lakes, accompanied by an increase in pollen from xerophytic plants, marks a
permanent aridification step in the Asian terrestrial record after
<inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">40</mml:mn></mml:mrow></mml:math></inline-formula> Ma (Bosboom et al., 2014); however, these climatic trends
are yet to be identified in central Tibet.</p>
      <p id="d1e249">The uplifting, large-scale thrusting, and striking of Tibet caused several
Paleogene intra-continental basins to form within the northern and central
Qinghai–Tibetan region, including the Nangqian Basin. Situated in the Yushu
area (Fig. 1), this basin lies directly above the Lhasa Terrane, which
comprised part of north-eastern Gondwana in the Late Triassic to Early Jurassic and
formed through a subduction–accretion process similar to that of the later
Indo-Asian collision (Liu et al., 2009). Subsequent to its formation, the
Nangqian Basin was infilled with non-marine sedimentary deposits
(Wang et al., 2001, 2002), and it is now a key site for understanding the Cenozoic
tectonics, palaeoelevational, and palaeoclimatic changes that have taken place in the
Qinghai–Tibetan region since the collision of the Indian and Asian tectonic
plates (Gupta et al., 2004; Molnar, 2004; Wang et al., 2001).
Previous palynological studies from this part of the plateau have revealed a
relatively dry climate with brief humid intervals in the late Eocene,
dominated by drought-tolerant (xerophytic) and salt-tolerant (halophytic)
steppe–desert vegetation (Wei, 1985; Yuan et al., 2017).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e255"><bold>(a)</bold> Tectonic map of the Tibetan Plateau (TP) indicating the major
sedimentary basins (HXB: Hoh Xil Basin; FSB: Fenghuo Shan basins; NYB:
Nangqian-Yushu basins; GB: Gongjo Basin), sutures (JS: Jinsha Suture; BNS:
Bangong-Nujiang Suture; IYS: Indus-Yalu Suture), and major faults (KF:
Karakorum Fault; ATF: Altyn Tagh Fault; KFS: Kunlun Fault system; XXF:
Xiangshuihe–Xiaojiang Fault system; RRF: Red River Fault; GF: Gaoligong
Fault; JF: Jiali Fault), redrawn following Horton et al. (2002). The
yellow rectangle indicates the location of this study in the Nangqian Basin.
<bold>(b)</bold> A late-middle Eocene (40 Ma) palaeogeographic reconstruction, with the
Qinghai–Tibetan region indicated by a black rectangle (redrawn following Tardif
et al., 2020). <bold>(c)</bold> Modern vegetation distributions on the Tibetan Plateau,
with major towns indicated in red (redrawn following Baumann et al., 2009).
Numbers indicate the positions of palynological assemblages that are
correlated in Fig. 4 and the text: 1, Tarim Basin; 2, Hoh Xil Basin; 3 and 4,
Nangqian Basin (this study is indicated by a yellow rectangle); 5, Qaidam
Basin; 6, Xining Basin; 7, Jianchuan Basin; 8, Xigaze Basin; 9, Markam
Basin; and 10, Gonjo Basin.</p></caption>
        <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020-f01.png"/>

      </fig>

      <p id="d1e272">This climate and palaeoflora were very similar to contemporaneous plateau
ecosystems further to the north, such as the Xining (Dupont-Nivet et al.,
2007, 2008; Hoorn et al., 2012) and Hoh Xil (Liu et al., 2003; Miao et al.,
2016) basins, demonstrating the potential for these successions to be
biostratigraphically correlated. Furthermore, oxygen isotope records
indicate that both northern and east-central Tibet received moisture
dominantly via the westerlies, which have maintained a semi-arid to arid
climate in Central Asia since the early Eocene (Caves et al., 2015;
Caves Rugenstein and Chamberlain, 2018). This suggests that aridification across
this part of Tibet in the Eocene was related to large-scale atmospheric
transport and justifies a comparison of palynological records in the
northern and central parts of the TP.</p>
      <p id="d1e275">In contrast, south-eastern Tibet seems to have experienced a more humid
climate hosting widespread conifer and warm-temperate broad-leaved forests
(Li et al., 2008; Su et al., 2018), likely influenced by a Paleogene
intertropical-convergence-zone-driven monsoon system similar to the
modern Indonesia–Australia monsoon (I-AM; Spicer, 2017). Today this
wet-summer, dry-winter monsoonal regime presides over a biodiversity hotspot
in southern Asia; similarly seasonal climates in the past are thought to
also have stimulated high biodiversity (Spicer, 2017). Southerly moisture
has probably rarely extended northward of the central TP
(Caves Rugenstein and Chamberlain, 2018); moreover, southern Tibetan Eocene floras display a
modern aspect (e.g. Linnemann et al., 2018) that is quite different to more
ancestral steppe vegetation hosted in the northern TP.</p>
      <p id="d1e278">The extent and timing of mechanisms that promoted somewhat different floras
south and north of the Tibetan–Himalayan orogen remain poorly understood,
with Licht et al. (2014) reporting marked monsoon-like patterns in both
regions during the Eocene, utilizing records from north-west China and
Myanmar. The role of Qinghai–Tibetan uplift also remains unclear, with
contrasting models of plateau evolution supported by various tectonic,
isotopic, modelling, and biological evidence (e.g. Mulch and Chamberlain,
2006; Rowley and Currie, 2006; Ding et al., 2014; Li et al., 2015;
Jin et al., 2018; Botsyun et al., 2019; Su et al., 2019; Valdes et al., 2019; Shen and Poulsen, 2019; and summaries in Spurlin et al., 2005;
Wang et al., 2014; and Spicer, 2017). Accordingly, further stratigraphic and
palaeoenvironmental studies of the sedimentary successions within these
basins are necessary to provide clarification on local vs. regional climatic
changes experienced as a result of uplift, global cooling, and progressive
aridification in Central Asia during the Paleogene.</p>
      <?pagebreak page2257?><p id="d1e281">The location of the Nangqian Basin on the east-central part of the TP
provides an ideal locality for testing the influence of these mechanisms on
Asian palaeoenvironments and climates. We selected the Ria Zhong (RZ)
section in the Nangqian Basin for palynological analyses and correlated
this section with previous studies from this and other TP basins. These new
results better constrain the biostratigraphy of Paleogene successions across
the plateau, and they provide new information on the depositional environment as well as the elevational and climatic changes in eastern Tibet during the Eocene. We
further synthesize results previously published in Chinese journals, making
these results accessible for an international audience.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Geological background, stratigraphy, and lithofacies</title>
      <p id="d1e292">The Nangqian Basin is located on the border between Qinghai Province and the
Tibet Autonomous Region at an elevation of approximately 4500–5000 m and is
characterized by a continental seasonal monsoon climate, with long, cold
winters, and short, rainy, and cool to warm summers (Yuan et al., 2017).
Most of the annual precipitation occurs from June to September, when, on
average, most days in each month experience some rainfall (Qinghai BGMR,
1991). The region presently hosts alpine steppe and meadow (Fig. 1)
characterized by Cyperaceae, Asteraceae, Amaranthaceae, and Poaceae, as well
as conifer and broad-leaved forests dominated by conifers such as <italic>Pinus</italic>, <italic>Picea</italic>,
<italic>Abies</italic>, <italic>Tsuga</italic>, and deciduous angiosperms such as <italic>Quercus</italic> (oak) and <italic>Betula<?pagebreak page2258?></italic> (birch), although intensive
logging has markedly contracted these forests to steep slopes and remote
areas (Herzschuh, 2007; Baumann et al., 2009).</p>
      <p id="d1e314">Although the timing of the Indo-Asian collision remains uncertain
(e.g. Xia et al., 2011; Zhang et al., 2012; Wang et al., 2014), its initiation formed
north-eastward extrusion facilitated by motion along a series of contraction
deformation and strike-slip faults in eastern Tibet, including the
Yushu–Nangqian thrust belt and the Jinshajiang strike-slip fault system
(Fig. 1; Hou et al., 2003; Yin and Harrison, 2000; Spurlin et al., 2005).
The Nangqian Basin is one of four sedimentary basins in the Yushu–Nangqian
region that formed during Paleogene contraction (Horton et al., 2002), it is
<inline-formula><mml:math id="M2" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">80</mml:mn></mml:mrow></mml:math></inline-formula> km long in the south–north direction and 15 km wide in the east–west
direction and is situated in the eastern part of the Qiangtang Terrane
(Fig. 1; Hou et al., 2003). The tectonic evolutionary history of the area includes an early-stage extrusion thrust foreland basin, a middle-stage strike-slip foreland basin, and the late-stage extrusion strike-slip foreland basin (Wang et al., 2001, 2002; Mao, 2010; Jiang et al., 2011).</p>
      <p id="d1e327">Paleozoic, Mesozoic, and Paleogene sedimentary rocks exposed along the
Yushu–Nangqian traverse include Carboniferous–Triassic marine carbonates
and minor clastic units overlain by Jurassic, Cretaceous, and Paleogene red
beds (Liu, 1988; Qinghai BGMR, 1991). The southern area mainly comprises the
Carboniferous Zhaduo Group (C<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">1</mml:mn></mml:msup></mml:math></inline-formula>zd), whereas the northern area is
dominated by younger strata comprising the Upper Triassic Jieza Group
(T<inline-formula><mml:math id="M4" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>jz; Qinghai BGMR, 1991). Our study concentrated on the Cenozoic
gypsum-bearing Gongjue Formation, which unconformably overlies
Carboniferous–Triassic rocks and may be conformable with underlying Upper
Cretaceous strata (Qinghai BGMR, 1983a, b, 1991). It is divided into
five lithological units (Eg<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">1</mml:mn></mml:msup></mml:math></inline-formula>–Eg<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:math></inline-formula>), from bottom to top (Du et al.,
2011). Eg<inline-formula><mml:math id="M7" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">1</mml:mn></mml:msup></mml:math></inline-formula> comprises shallow lacustrine facies reaching a thickness
of ca. 400 m, which lie unconformably on a basement of
Carboniferous–Permian sedimentary rocks. The strata in units Eg<inline-formula><mml:math id="M8" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>,
Eg<inline-formula><mml:math id="M9" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">4</mml:mn></mml:msup></mml:math></inline-formula>, and Eg<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:math></inline-formula> were mainly formed in an alluvial environment with
rapid sedimentation rates, with strata reaching a thickness of ca. 530,
1100, and 2500 m respectively.</p>
      <p id="d1e403">The focus of this study is the Eg<inline-formula><mml:math id="M11" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> unit which has a more complex
depositional history; it is the thickest (reaching 3500 m) of the five
units and the most widely distributed unit in the Nangqian Basin. Eg<inline-formula><mml:math id="M12" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> is divided into three members: (1) the Ri'Anongguo conglomerate member,
which reaches a thickness of approx. 1300 m; (2) the Dong Y'ru sandstone
member with limestone beds, which reaches a thickness of 700–1000 m; and (3) the uppermost Gouriwa member, comprising mudstones (generally developed as red beds) intercalated with gypsum and reaching 900–1200 m in thickness
(Wang et al., 2002). This latter member has been interpreted as being
deposited in a fluviolacustrine environment under a range of climatic
conditions (Wang et al., 2001, 2002; Jiang et al., 2011). Note that the
stratigraphic framework for the Gongjue Formation described in Yuan et al. (2017) is incorrect, referring to the three members above as comprising the
entire Gongjue Formation instead of only the Eg<inline-formula><mml:math id="M13" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> unit within the
Gongjue Formation; we correct this here based on the descriptions of
Wang et al. (2001, 2002) and Du et al. (2011). Based on palynological analyses and ostracod assemblages, the mudstone-dominated successions of the Eg<inline-formula><mml:math id="M14" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> unit have been dated as late Eocene to Oligocene in age (Wei, 1985; Yuan et al., 2017), which is corroborated by 38–37 Ma <inline-formula><mml:math id="M15" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">40</mml:mn></mml:msup></mml:math></inline-formula>Ar/<inline-formula><mml:math id="M16" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">39</mml:mn></mml:msup></mml:math></inline-formula>Ar ages from interbedded volcanic rocks in the uppermost strata of the Nangqian Basin (Spurlin et al., 2005).</p>
      <p id="d1e462">Although few palynological data currently exist from the Nangqian Basin
(Wei, 1985; Yuan et al., 2017), palynology has been extensively applied for
biostratigraphic purposes, as well as to infer Cenozoic climatic changes, in
basins across the TP, including the Qaidam Basin (Xu et al., 1958;
Zhu et al.,1985; Wang et al., 1999; Sun et al., 2005; Lu et al., 2010;
Ji et al., 2011; Miao et al., 2011, 2012, 2013a; Cai et al., 2012;
Herb et al., 2015; Wei et al., 2015), the Xining Basin (Dupont-Nivet et al., 2008; Miao, 2010; Hoorn et al., 2012; Miao et al., 2013b; Bosboom et al., 2014), the Hoh Xil Basin
(Liu et al., 2003; Miao et al., 2016), the Tarim Basin (Sun et al., 1999;
Zhu et al., 2005; Bosboom et al., 2011; Wang et al., 2013), the Jianchuan Basin (L. Li et al., 2019), and the Xigaze region of Tibet (Li et al., 2008). Most of these studies are limited to the sedimentary successions within the foreland basins of the northern TP, rendering it important to gather further data on central Tibetan basins that preserve a complex sequence of Cenozoic
deformation in relation to the Indo-Asian collision zone (Spurlin et al.,
2005). Furthermore, correlation of the above-mentioned northern successions
with our new section from the Nangqian Basin (presented in Sect. 5.1) is
valuable for advancing understanding of differences in vegetational
composition across the TP, as well as the palaeoenvironmental and climatic
signals recorded by these ecosystems.</p>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Materials and methods</title>
      <p id="d1e473">In this study, the RZ section located in the north-western part of the
Nangqian Town (N32<inline-formula><mml:math id="M17" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>12<inline-formula><mml:math id="M18" display="inline"><mml:msup><mml:mi/><mml:mo>′</mml:mo></mml:msup></mml:math></inline-formula>10<inline-formula><mml:math id="M19" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>′</mml:mo><mml:mo>′</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula>, E96<inline-formula><mml:math id="M20" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>27<inline-formula><mml:math id="M21" display="inline"><mml:msup><mml:mi/><mml:mo>′</mml:mo></mml:msup></mml:math></inline-formula>19.42<inline-formula><mml:math id="M22" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>′</mml:mo><mml:mo>′</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula>; altitude
3681 m) was sampled for sedimentological and palynological analyses
(Fig. 2). The RZ section is a ca. 260 m thick portion of the Gongjue Formation where it represents the uppermost Gouriwa member of the Eg<inline-formula><mml:math id="M23" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> unit. The sediments mainly comprise lacustrine facies represented by red mudstones and siltstones, intercalated with gypsum beds. A more detailed description of the sedimentology, geochemistry, and palynofacies of the section are presented in a separate paper (Yuan et al., 2020). A total of 71 palynological samples were collected from mudstones or fine-grained siltstones.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e548"><bold>(a)</bold> Field photograph of the newly sampled Ria Zhong (RZ) section
with palynological zones marked. The section is located in the Nangqian
Basin, Yushu area, Tibet
(N32<inline-formula><mml:math id="M24" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>12<inline-formula><mml:math id="M25" display="inline"><mml:msup><mml:mi/><mml:mo>′</mml:mo></mml:msup></mml:math></inline-formula>10<inline-formula><mml:math id="M26" display="inline"><mml:mi mathvariant="normal">"</mml:mi></mml:math></inline-formula>, E96<inline-formula><mml:math id="M27" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>27<inline-formula><mml:math id="M28" display="inline"><mml:msup><mml:mi/><mml:mo>′</mml:mo></mml:msup></mml:math></inline-formula>19.42<inline-formula><mml:math id="M29" display="inline"><mml:mi mathvariant="normal">"</mml:mi></mml:math></inline-formula>; altitude 3681 m), and it represents the uppermost Gouriwa member of
the Eg<inline-formula><mml:math id="M30" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> unit in the Cenozoic Gongjue Formation. The lithostratigraphy
and geochemistry of the RZ section are further described in Yuan et al. (2020). <bold>(b)</bold> Field photographs showing representative lithologies in the RZ section (from left to right): intercalated siltstone and mudstone, massive gypsum, silty mudstone. The scale bar represents 5 cm.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020-f02.png"/>

      </fig>

      <p id="d1e622">The samples were first treated with 36 % HCl and 39 % HF to remove
carbonates and silicates and then sieved through a 10 <inline-formula><mml:math id="M31" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m nylon mesh. Subsequently, the residue was density separated using ZnCl<inline-formula><mml:math id="M32" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> (density <inline-formula><mml:math id="M33" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 2.1). The organic residue<?pagebreak page2259?> was mounted on microscopic slides in glycerin jelly. All slides were examined at the Swedish Museum of Natural History under a Leica light microscope (OLYMPUS BX51), and micrographs were taken of selected specimens. As is standard for palynostratigraphic studies, we primarily used light microscopy (LM) to identify, count, and photograph
palynomorphs present in the samples. An ESEM FEI Quanta FEG 650 scanning
electron microscope (SEM) was used to obtain additional detailed surface
images of <italic>Ephedripites</italic> subgenus <italic>Ephedripites</italic> and <italic>Ephedripites</italic> subgenus <italic>Distachyapites</italic>, hereafter indicated as <italic>Ephedripites</italic> (<italic>Ephedripites</italic>) and <italic>Ephedripites</italic> (<italic>Distachyapites</italic>), and other key species. Slides and residues are hosted at the Swedish Museum of Natural History, Stockholm, Sweden.</p>
      <p id="d1e675">From each of the 21 productive samples <inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow></mml:math></inline-formula> grains were
identified and counted, and the pollen diagrams
(Figs. 3, S1, S2) were plotted using TGView© and Tilia© 2.0 software (Grimm, 1991). We assigned fossil pollen taxa to ecological groups or plant functional types (PFTs) according to their correspondence with nearest
living relatives (NLR) in modern Asian biomes (following the taxon-to-NLR
assignments of Hoorn et al., 2012). PFTs are shown in the supplementary
dataset of Yuan and Barbolini (2020) as well as Figs. S1 and S2. Statistical
analysis of the palynological assemblages was conducted using CONISS
(constrained incremental sums of squares cluster analysis), a multivariate
agglomerative method for defining zones hierarchically (Grimm, 1987). A
stratigraphically constrained analysis was performed on pollen-percentage
values with square root transformation (the chord
distance of Cavalli-Sforza and Edwards, 1967) which up-weights rare variables relative to abundant ones; therefore, this method is particularly appropriate for pollen datasets (Grimm, 1987).
Results of the CONISS ordination on all taxa were presented as a dendrogram
onto the pollen diagram (Fig. S1), and the ordination was then repeated to
test the robustness of the stratigraphic zones by excluding the
“Other/Unknown/Unresolved NLR” ecological group. Very similar zones were
retained in the new cluster analysis (Fig. S2), increasing confidence that
these zones represent true changes in vegetation and climate dynamics
recorded throughout the section. Both CONISS ordinations were used in
conjunction with the taxonomic and quantitative composition of the
palynological assemblage in order to demarcate zones and subzones within
the section.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e690">Cumulative pollen summary diagram of the Ria Zhong (RZ) section in
the Nangqian Basin, Yushu area, Tibet, with palynomorph percentages of the
total pollen sum plotted on the <inline-formula><mml:math id="M35" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> axis as well as zones and subzones based on
CONISS ordinations. Pollen taxa are grouped into plant functional types (PFTs)
according to their correspondence with nearest living relatives (NLR),
indicated in the legend. Some taxa have multiple or unresolved botanical
affinities and are, therefore, assigned to the
“Other/unknown/unresolved NLR” group. Productive horizons are indicated by a small trilete spore to
the right of the simplified section log. The <inline-formula><mml:math id="M36" display="inline"><mml:mtext mathvariant="italic">Nitraria/Ephedra</mml:mtext></mml:math></inline-formula> (<inline-formula><mml:math id="M37" display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>/</mml:mo><mml:mi>E</mml:mi></mml:mrow></mml:math></inline-formula>) pollen ratio is plotted
in purple, with a dashed line indicating the transition point between
desert/semi-desert ecosystems (<inline-formula><mml:math id="M38" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>) and steppe–desert
(<inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>).</p></caption>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020-f03.png"/>

      </fig>

</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Results</title>
      <p id="d1e753">Recovery of palynomorphs was generally poor, particularly in the upper part
(0–147 m) of the section. Although there is no direct linkage between the
productivity of pollen samples and lithofacies, evidence of increasing
aridity is preserved in the upper part of the section through both the
palynological and sedimentological records. Accordingly, vegetation biomass
was likely lower in these more arid environments, and extended exposure on
the landscape before burial can destroy palynomorphs; both of these factors
are likely contributors to the lower productivity observed. In total, only
21 productive samples were obtained from 71 processed samples, indicating a
productivity ratio of 30 %. Nevertheless, individual well-preserved
palynological assemblages were recovered throughout the section, enabling a
representative portrayal of vegetation changes through time to be
reconstructed. In total 26 spore and 81 pollen taxa (5 gymnosperm and 76
angiosperm morphospecies) were able to be identified, which are illustrated
(Plates 1, 2, and 3) and grouped into seven different plant functional types
(PFTs) that represent various ecological groups (Fig. 3). Overall trends for
the RZ section include rare conifers and a general dominance of
steppe–desert pollen in all zones. Ferns are abundant and diverse,
particularly in the lower part of the section (Zone I), while temperate and
warm broad-leaved forest are relatively diverse and present throughout, although
not particularly abundant in any zone. Steppe–desert pollen decreases
concurrently with a spike in tropical forest pollen in one sample from Zone
II, and it then resurges to dominance in Zone III. Palynological zones are
marked on the field photograph of the RZ section (Fig. 2) and plotted on the
pollen diagrams (Figs. 3, S1, S2).</p><?xmltex \setfigures?><?xmltex \setplates?><?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{1}?><label>Plate 1</label><caption><p id="d1e759">Light micrographs of selected pollen grains and spores from the Ria
Zhong (RZ) section, Nangqian Basin: 1–12,
<italic>Nitrariadites/Nitraripollis</italic>; 13–20, <italic>Meliaceoidites</italic>; 21–25, <italic>Qinghaipollis</italic>; 26–32, <italic>Rhoipites</italic>; 33–36, <italic>Labitricolpites</italic>; 37–45, <italic>Quercoidites</italic>; 46, <italic>Quercoidites minutus</italic>; 47–51,
<italic>Rutaceoipollenites</italic>; 52–54, <italic>Momipites</italic>; 55–58, <italic>Fupingopollenites</italic>; 59–61, <italic>Ilexpollenites</italic>; 62, <italic>Aceripollenites</italic>; 63–67, <italic>Euphorbiacites</italic>; 68–69, <italic>Faguspollenites</italic>; 70,
<italic>Retitricolporites</italic>; 71, <italic>Chenopodipollis</italic>; 72, <italic>Echitriporites</italic> sp.; 73, <italic>Sporopollis</italic>; 74, <italic>Caprifoliipites</italic> / <italic>Oleoidearumpollenites</italic>; 75–76, <italic>Pterisisporites</italic>; 77, unidentified baculate spore; 78,
<italic>Liliacidites</italic>; 79–80, <italic>Pterisisporites</italic>; 81, <italic>Taxodiacites</italic>; 82–83, <italic>Deltoidospora</italic>; 84, <italic>Lycopodiumsporites</italic>; <italic>85</italic>, <italic>Spinizonocolpites</italic>; 86–88, <italic>Verrucosisporites</italic>; and 90, <italic>Lygodiumsporites</italic>. The scale bar represents 10 <inline-formula><mml:math id="M40" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m.</p></caption>
        <?xmltex \igopts{width=355.659449pt}?><graphic xlink:href="https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020-p01.png"/>

      </fig>

      <p id="d1e871">While the generally high proportion of spores suggests a significant
proportion of local deposition (at site), as a whole<?pagebreak page2260?> the palynological
assemblages are taken to reflect the regional vegetation, and they may also
include some taxa that are prone to longer-distance transport. These latter
taxa are mostly trees and are normally present in small percentages except
for <italic>Pinus</italic>, which can comprise 10 %–50 % in the palynological records of deserts
and steppe–deserts (but is extremely rare in our section; Ma et al., 2008;
Hoorn et al., 2012). Studies on the correspondence between the modern pollen
rain and regional vegetation on the Tibetan Plateau indicate generally good
agreement and confirm that the use of palynology for palaeoenvironmental
reconstruction in deep time is therefore also appropriate (Cour et al.,
1999; Li et al., 2020).</p>
<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>Stratigraphic zonation based on palynology</title>
      <p id="d1e885">Based on the results of two CONISS ordinations combined with the taxonomic and
quantitative composition of the palynological assemblage (see
Sect. 2; Figs. 3, S1, S2), the succession was divided into three
zones (I, II, and III) of which Zone I was further divided into three subzones
(a, b, and c), all of which demonstrate unique vegetation dynamics within that
zone. Important trends for each zone and subzone are described below. The
zone boundaries are positioned at the upper limit of the samples that mark
each boundary. A complete overview of the raw counts, percentages, and
arithmetic means are given in the Supplement.</p>
<sec id="Ch1.S4.SS1.SSS1">
  <label>4.1.1</label><?xmltex \opttitle{Zone I (17 samples, 251--147\,m)}?><title>Zone I (17 samples, 251–147 m)</title>
      <p id="d1e896">Conifers in this zone are rare, represented only by <italic>Taxodiacites</italic> (Cupressaceae) and <italic>Tsugaepollenites</italic>
(Pinaceae), and never comprise more than 3 %. The assemblage is
dominated by steppe–desert taxa, which together comprise nearly 40 % and
include numerous types of <italic>Ephedripites</italic> (Plate 2), <italic>Nitrariadites/Nitraripollis</italic>, and <italic>Qinghaipollis</italic>, as well as rarer xerophytic taxa such as <italic>Chenopodipollis</italic> and <italic>Nanlingpollis</italic>. The second most abundant group is the
Pteridophytes (ferns), which is also the most diverse of all the groups
represented in the RZ section. Broad-leaved forest forms a minor component
of the palynological record, with warm forest being more abundant than
temperate forest and represented primarily by <italic>Rutaceoipollenites</italic>. Tropical forest pollen is
rare, and includes <italic>Spinizonocolpites</italic> and <italic>Fupingopollenites</italic>. Some<?pagebreak page2261?> pollen types have unresolved botanical
affinities or affinities with multiple ecological groups, and these are
grouped separately but do not provide ecological information.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{2}?><label>Plate 2</label><caption><p id="d1e932">Light micrographs of ephedroid pollen from the Ria Zhong (RZ)
section, Nangqian Basin: A, <italic>Ephedripites (Distachyapites) cheganica</italic>; B, <italic>Ephedripites (Distachyapites) fusiformis</italic>; C1–C4,
<italic>Ephedripites (Distachyapites) megafusiformis</italic>; D1–D2, <italic>Ephedripites (Distachyapites) eocenipites</italic>; E1–E3, <italic>Ephedripites (Distachyapites) nanglingensis</italic>;
F, <italic>Ephedripites (Distachyapites) obesus</italic>; G, <italic>Ephedripites (Ephedripites) bernheidensis</italic>; H, <italic>Ephedripites (Ephedripites) montanaensis</italic>; I, <italic>Ephedripites (Ephedripites)</italic> sp. 2 (Han et al., 2016); J,
<italic>Ephedripites (Ephedripites)</italic> sp. a; K, <italic>Ephedripites (Ephedripites)</italic> sp. b; L, <italic>Steevesipollenites</italic>
cf. S. <italic>binodosus</italic>; and M, <italic>Steevesipollenites jiangxiensis</italic>. The scale bar represents 10 <inline-formula><mml:math id="M41" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m.</p></caption>
            <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020-p02.png"/>

          </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><?xmltex \currentcnt{3}?><label>Plate 3</label><caption><p id="d1e996">Scanning electron microscope (SEM) photographs of selected fossil
taxa in the Ria Zhong (RZ) section, Nangqian Basin:
<bold>(a, b, c)</bold> <italic>Nitrariadites/Nitraripollis</italic>; <bold>(d)</bold> <italic>Retitricolporites</italic>; <bold>(e)</bold> <italic>Ephedripites (Ephedripites)</italic> sp. 2 (Han et al., 2016); <bold>(f)</bold> <italic>Ephedripites (Distachyapites) eocenipites</italic>; <bold>(g)</bold> <italic>Pterisisporites</italic>; <bold>(h)</bold> unidentified baculate spore; and <bold>(i)</bold> <italic>Momipites</italic>. The scale bar represents 10 <inline-formula><mml:math id="M42" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m.</p></caption>
            <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020-p03.png"/>

          </fig>

      <p id="d1e1054">Zone I is divided into three subzones on the basis of abundance patterns
among particular palynomorph taxa. Subzone Ia (nine samples, 251–209 m) is
unique in that <italic>Ephedripites</italic> (steppe–desert group), <italic>Cupuliferoipollenites</italic> (temperate broad-leaved forest), and
<italic>Rutaceoipollenites</italic> (warm broad-leaved forest) are more abundant than in other subzones of Zone
I, whereas <italic>Momipites/Engelhardthioipollenites</italic> (warm<?pagebreak page2262?> broad-leaved forest) is less abundant, and <italic>Aceripollenites</italic> <inline-formula><mml:math id="M43" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>
<italic>Faguspollenites</italic> (temperate broad-leaved forest) are very rare compared with the remainder of
Zone I. Of the entire section, <italic>Caryophyllidites</italic> (steppe–desert) only occurs in Subzone Ib (three samples, 209–187 m), which also records a spike of
<italic>Momipites/Engelhardthioipollenites</italic> (warm broad-leaved forest). Subzone Ic (five samples, 187–147 m) contains the
greatest proportion of <italic>Nanlingpollis</italic> (steppe–desert) in the entire section as well as
spikes of <italic>Aceripollenites</italic> <inline-formula><mml:math id="M44" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> <italic>Fraxinoipollenites</italic> (temperate broad-leaved forest), while <italic>Qinghaipollis</italic> (steppe–desert) and
ferns decrease in this subzone.</p>
</sec>
<sec id="Ch1.S4.SS1.SSS2">
  <label>4.1.2</label><?xmltex \opttitle{Zone II (two samples, 147--101\,m)}?><title>Zone II (two samples, 147–101 m)</title>
      <p id="d1e1118">No conifer pollen occurs in this zone, and on average, the steppe–desert
taxa <italic>Ephedripites</italic> (gymnosperm), <italic>Nitrariadites/Nitraripollis</italic>, and <italic>Qinghaipollis</italic> (angiosperms) are far less abundant than in other
parts of the section (average of 9 % in Zone II vs. 38 % in Zone I and
32 % in Zone III). However, a spike in the ancestral (old) <italic>Ephedra</italic> type is observed
during Zone II, which is not observed in the other zones or later in the
Eocene (Yuan et al., 2017). Notably, tropical forest pollen increases
markedly in one sample from this zone (as regional input), comprising mostly
<italic>Fupingopollenites</italic>, while temperate broad-leaved forest (<italic>Aceripollenites</italic>, cf. <italic>Caprifoliipites</italic>) and warm broad-leaved forest
(<italic>Rutaceoipollenites</italic>) are also more prevalent. Pollen of unknown or multiple affinities is
higher in this zone and is reflected by spikes of <italic>Labitricolpites</italic> and <italic>Rhoipites</italic>. A low recovery of
productive samples was obtained from this zone; thus, the above-described
trends may reflect an incomplete picture of environmental changes
during this interval.</p>
</sec>
<sec id="Ch1.S4.SS1.SSS3">
  <label>4.1.3</label><?xmltex \opttitle{Zone III (two samples, 101--16\,m)}?><title>Zone III (two samples, 101–16 m)</title>
      <p id="d1e1161">Conifers in this zone are very rare, represented only by <italic>Tsugaepollenites</italic>. Steppe–desert
taxa again dominate this zone, with <italic>Nitrariadites/Nitraripollis</italic> increasing steadily through the
section. Temperate broad-leaved forest is now much more common than warm
broad-leaf or tropical forest pollen, while ferns are least common in this
zone but still plentiful. A low recovery of productive samples was obtained
from this zone; thus, the above-described trends may reflect an
incomplete picture of environmental changes during this interval.</p>
</sec>
</sec>
</sec>
<sec id="Ch1.S5">
  <label>5</label><title>Discussion</title>
<sec id="Ch1.S5.SS1">
  <label>5.1</label><title>Age assignment</title>
      <?pagebreak page2263?><p id="d1e1188">Age constraints for the RZ section are provided by the K–Ar ages from
shoshonitic lavas and felsic and porphyry intrusions that are either
interbedded with, or unconformably overlie, the lacustrine to alluvial
Nangqian strata. Emplacement ages across the Nangqian Basin vary between
32.04 and 36.5 Ma (Deng et al., 1999); <inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:mn mathvariant="normal">37.0</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula> Ma and <inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:mn mathvariant="normal">38.2</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> Ma
(Spurlin et al., 2005); 37.1 and 37.8 Ma (Zhu et al., 2006); and
<inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:mn mathvariant="normal">35.6</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:mn mathvariant="normal">39.5</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn></mml:mrow></mml:math></inline-formula> Ma (Xu et al., 2016). In the latter study, zircon U–Pb age data were derived from felsic intrusions sampled at two localities
in the Nangqian Basin (Boza and Nangqian). The syenite porphyries from the
Boza area (further south of the RZ section) show an emplacement age of
<inline-formula><mml:math id="M49" display="inline"><mml:mrow><mml:mn mathvariant="normal">35.58</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.33</mml:mn></mml:mrow></mml:math></inline-formula> Ma, whereas the monzonite porphyries from the Nangqian area
(just south-east of the RZ section) have older magmatic emplacement ages,
ranging from <inline-formula><mml:math id="M50" display="inline"><mml:mrow><mml:mn mathvariant="normal">39.5</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn></mml:mrow></mml:math></inline-formula> Ma to <inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:mn mathvariant="normal">37.4</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.3</mml:mn></mml:mrow></mml:math></inline-formula> Ma. As this age range
is broadly coeval with the age of the mafic volcanic rocks in the Nangqian
Basin (37.0–38.2 Ma; Spurlin et al., 2005) as well as the age range
obtained by Zhu et al. (2006), here we consider <inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">37</mml:mn></mml:mrow></mml:math></inline-formula>–38 Ma to represent a
minimum age for the RZ section. This is also congruent with palynological
evidence for the overall age of the sampled strata (Fig. 4), which is
discussed in more detail below.</p><?xmltex \setfigures?><?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e1288">Palynozonation of the Paleogene successions across the northern,
central, and southern Tibetan Plateau, with the numbers under each section indicating the
associated basin: 1, Tarim Basin (Wang et al., 1990a, b); 2, Hoh Xil
Basin (Miao et al., 2016); 3 and 4, Nangqian Basin (this study; Yuan et al.,
2017); 5, Qaidam Basin (Zhu et al., 1985; Zhang, 2006; Miao et al.,
2016); 6, Xining Basin (Wang et al., 1990a, b; Hoorn et al., 2012); 7,
Jianchuan Basin (Wu et al., 2018); and 8, the Xigaze region (Li et al., 2008). The
dominant ancient vegetation reconstructed from palynological assemblages is
shown to the right of each section. The modern vegetation map was redrawn from
Baumann et al. (2009).</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020-f04.png"/>

        </fig>

      <p id="d1e1297">The assemblage from the RZ section is very similar to those from the Yang
Ala section in the Nangqian Basin, dated as late Eocene (Yuan et al., 2017),
the Eocene Wuqia assemblage (site 98) from the west Tarim Basin
(Wang et al., 1990a, b), the late-middle Eocene to late Eocene assemblage from the
upper Niubao Formation, the Lunpola Basin (Song and Liu, 1982; J. G. Li et al.,
2019), and the Bartonian (41.2–37.8 Ma) part of the palynological record in
the Xining Basin (Dupont-Nivet et al., 2008; Hoorn et al., 2012; Han et al.,
2016). Specifically, the absence of <italic>Classopollis</italic>, <italic>Exesipollenites</italic>, and <italic>Cycadopites</italic> combined with the predominance
of <italic>Nitrariadites/Nitraripollis</italic> and <italic>Ephedripites</italic> pollen, and the presence of the middle Eocene–Neogene genus
<italic>Fupinggopollenites</italic> (Liu, 1985), indicates that the RZ section cannot be older than middle
Eocene (Fig. 4). It is also unlikely to be of latest Eocene age or younger
due to the lack of significant conifers that become more common approaching
the Eocene–Oligocene Transition (Hoorn et al., 2012; Page et al., 2019;
Fig. 4). Specific ranges and abundance patterns of these and other key taxa
within Eocene Tibetan basins (Figs. 4 and 5) enable the age of the section
to be better constrained, which is explored in greater detail below.</p>
      <p id="d1e1320"><italic>Ephedra</italic> is a gymnosperm shrub with the oldest macrofossils from the Early Cretaceous
(Bolinder et al., 2016; Han et al., 2016), but the genus is probably older,
dating to the Triassic (Yang, 2002; Sun and Wang, 2005) or even the Permian
(Wang, 2004) based on the ephedroid pollen record. Its current distribution
is limited primarily to arid and semi-arid regions of the world (Stanley et
al., 2001), and the fossil pollen representative, <italic>Ephedripites</italic>, is widespread in
Cenozoic evaporates, indicating the xerophytic nature of this genus (Sun and
Wang, 2005). The Xining Basin in northern Tibet records a particularly
time-extensive section with good age control
(Dupont-Nivet et al., 2008; Hoorn et al., 2012; Meijer et al., 2019) that reveals a detailed
pattern of changes in <italic>Ephedripites</italic> pollen during the middle–late Eocene. After 38.8 Ma,
<italic>Ephedripites</italic> comprised ca. 20 %–60 % of the total palynological composition in the
Xining Basin, with a predominance of the derived type, <italic>Ephedripites</italic>
(<italic>Distachyapites</italic>) (Han et al., 2016). Prior to this (ca. 41–38.8 Ma), the record comprised a
mix of the derived type; the ancestral type, <italic>Ephedripites</italic> (<italic>Ephedripites</italic>); and another
ephedroid genus, <italic>Steevesipollenites</italic> (Han et al., 2016; Bolinder et al., 2016). A similar
pattern is observed in the Nangqian Basin, with a spike of the ancestral
type of <italic>Ephedra</italic> only recorded in Zone II and not observed in the rest of the RZ
section or elsewhere in the Nangqian Basin (Yuan et al., 2017). This
suggests a correlation between Zone I of the Xining Basin and Zone II of
the RZ section (Fig. 5). As it is possible that the change in <italic>Ephedripites</italic> diversity may
not have occurred across Tibet simultaneously
(i.e. at <inline-formula><mml:math id="M53" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">39</mml:mn></mml:mrow></mml:math></inline-formula> Ma), we suggest that this most likely constrains the age of the RZ section
to late Eocene (Bartonian; 41.2–37.8 Ma).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e1368">Eocene ephedroid pollen composition in the Xining (north-eastern
TP) and Nangqian (east-central TP) basins, illustrating the distributions of
<italic>Ephedripites</italic> (<italic>Ephedripites</italic>) (ancestral type; “Ef”), <italic>Ephedripites</italic> (<italic>Distachyapites</italic>) (derived type; “Ed”), and <italic>Steevesipollenites</italic>. Productive horizons for the Ria Zhong (RZ) section are indicated by a small trilete spore to the right of the marked depths.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020-f05.png"/>

        </fig>

      <p id="d1e1392">In addition to the proportions of the ancestral vs. derived type of
<italic>Ephedripites</italic>, a significant spike in tropical forest pollen in one sample at this time,
combined with a large decrease in steppe–desert pollen, suggests that Zone
II of<?pagebreak page2264?> the RZ section reflects a temporary warming interval in the Eocene.
Although the increase in tropical forest taxa in one sample from this
zone does not indicate an actual biome shift in the Nangqian region from
“steppe” to “tropical forest”, it suggests a change in regional climate
through increased input of regional tropical taxa. This could possibly be
concurrent with the MECO (<inline-formula><mml:math id="M54" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">40</mml:mn></mml:mrow></mml:math></inline-formula> Ma), a transient warming event
that preceded rapid aridification in Central Asia (driven primarily by
proto-Paratethys Sea retreat; Kaya et al., 2019). This interval is followed
by a change in lithofacies (decreasing thickness of gypsum beds) and an
increase in steppe–desert pollen records in north-western China
(Bosboom et al., 2014). Similar trends are also observed in the Nangqian Basin (Fig. 3),
suggesting a possible correlation. However, it must be considered that the
upper zones of the RZ section yielded a low number of samples (zones II and
III each comprise only two samples), and the tropical forest spike is only
present in one of these samples. This places statistical limitations on the
interpretations that can be drawn; therefore, further investigations should
be made in Nangqian and other parts of Tibet to corroborate this finding.
Accordingly, for the moment we do not date the RZ section on the basis of a
tentative correlation to the MECO at <inline-formula><mml:math id="M55" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">40</mml:mn></mml:mrow></mml:math></inline-formula> Ma; however,
available evidence does suggest that the spike of tropical forest represents
a temporary shift in regional climate. The palynomorphs from these samples
were not degraded nor compressed to a greater degree than palynomorphs from
the rest of the section, and they were of a similar colour and appearance, suggesting
it is unlikely that the pollen in Zone II represents reworking or
contamination. Furthermore, the increase in tropical forest taxa is
accompanied by a large decrease in steppe–desert pollen which is not
observed in the other zones of this section (average 9 % steppe–desert
pollen in Zone II vs. 38 % in Zone I and 32 % in Zone III), nor later in
the Eocene in the Nangqian Basin (Yuan et al., 2017). This further indicates
a temporary shift in the regional climate to warmer and wetter at this time.</p>
      <p id="d1e1418">In northern Tibet, Pinaceae (conifers) abruptly increased in the
palynological record at 36.55 Ma (Page et al., 2019), which is not observed
in the RZ section. The rare conifers in this latter assemblage are in
accordance with the minimum depositional age constraints of <inline-formula><mml:math id="M56" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 37–38 Ma from
overlying volcanic rocks. In conjunction with the palynostratigraphic
correlations from across Tibet (Fig. 4), as well as the change in the
proportions of the ancestral vs. derived type of <italic>Ephedripites</italic>
(Fig. 5), the age of the complete section is proposed to be Bartonian (41.2–37.8 Ma; Figs. 4, 5).</p>
</sec>
<sec id="Ch1.S5.SS2">
  <label>5.2</label><title>Palaeoclimate</title>
      <p id="d1e1439">The RZ section records three distinct palaeofloras in east-central Tibet
that evolved in response to changing climate in the Eocene (Fig. 6). During
deposition of Zone I, the climate was warm, and vegetation was characterized
by steppe–desert shrubs, diverse ferns, and a lesser component of temperate
and warm broad-leaved forest. Interestingly, prominent vegetation groups
with very different moisture requirements existed within a limited distance
of each another in the Nangqian area. A very diverse and abundant
pteridophyte (fern) community as well as conifers such as <italic>Taxodiacites</italic> and <italic>Tsugaepollenites</italic> would have
required higher<?pagebreak page2265?> humidity (e.g. Kotthoff et al., 2014), but the
abundant halophytic and xerophytic steppe–desert vegetation would likely
only have been competitive in arid environments. The dominant plants
belonging to these salt- and drought-tolerant groups (<italic>Nitraria</italic> and <italic>Ephedra</italic>) grow today in
Central Asian regions with a mean annual precipitation (MAP) of 100 mm or less, and they are also associated
with arid palaeoenvironments through the Cenozoic (Sun and Wang, 2005).
Although the conifers (produced by cypress and <italic>Tsuga</italic>) could have been windblown
from further distances, the coexistence of such diverse and abundant ferns
and steppe–desert vegetation in the landscape (PFTs with opposing moisture
requirements for competitiveness) has not been observed in other Tibetan
basins to date (Miao et al., 2016, Table 1); therefore, it does not seem to
reflect conventional spatial patterning of less water-dependant vegetation
growing upland. Rather, it may suggest an environment with strongly seasonal
precipitation that would favour lush vegetation growth for a restricted
interval and, alternately, xerophytic vegetation during the dry season.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9" specific-use="star"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e1459">Palaeoenvironmental reconstruction of the Nangqian area,
illustrating the three distinct floral assemblages recovered from the RZ
section. Vegetation during deposition of Zone I was dominated by
steppe–desert shrubs, which decreased sharply in Zone II in conjunction with
a spike in tropical forest. Afterwards the basin became drier and
steppe–desert vegetation again dominated the landscape.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://cp.copernicus.org/articles/16/2255/2020/cp-16-2255-2020-f06.png"/>

        </fig>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e1471">Lithologies of the palynological zones identified within the Ria
Zhong (RZ) section in the Nangqian Basin, Yushu area, Tibet. Information is
given on the stratigraphic horizons of each zone, its dominant lithologies,
and the total number of productive palynological samples that were obtained.</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.97}[.97]?><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Zone</oasis:entry>
         <oasis:entry colname="col2">Depth</oasis:entry>
         <oasis:entry colname="col3">Dominant lithologies</oasis:entry>
         <oasis:entry colname="col4">Productive</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">(m)</oasis:entry>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">samples</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">III</oasis:entry>
         <oasis:entry colname="col2">101–16</oasis:entry>
         <oasis:entry colname="col3">Silty mudstones and siltstones</oasis:entry>
         <oasis:entry colname="col4">2</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">with thin gypsum beds</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">II</oasis:entry>
         <oasis:entry colname="col2">147–101</oasis:entry>
         <oasis:entry colname="col3">Mudstones, nodular mudstones,</oasis:entry>
         <oasis:entry colname="col4">2</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">and silty mudstones with</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">thin gypsum beds</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">I</oasis:entry>
         <oasis:entry colname="col2">251–147</oasis:entry>
         <oasis:entry colname="col3">Mudstones and gypsum</oasis:entry>
         <oasis:entry colname="col4">17</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

      <p id="d1e1605">Based on a comparison of existing palynofloral records with our new section,
the northern regions of the plateau (Tarim, Qaidam, Hoh Xil, and Xining
basins) were already significantly more arid than the central TP in the
middle Eocene, having hosted greater proportions of xerophytic plants
(Fig. 4). Therefore, precipitation in the greater Nangqian region would have been unlikely to derive from the westerlies, which served as the dominant
moisture source northward of the central TP since at least the early Eocene
(Caves et al., 2015). This suggests that the central TP could have instead
been influenced by a southern monsoon system similar to the modern I-AM in
the middle–late Eocene, although not to the degree experienced by southern
Tibet, which hosted greater proportions of forest and was likely more humid
(e.g. Jianchuan Basin; Fig. 4). However, it should be borne in mind that
rainfall seasonality is not always a proxy for the existence of monsoons;
although leaf form is the preferred method for detecting monsoons in deep
time climates (Spicer, 2017), the absence of well-preserved fossil
leaf assemblages from the Nangqian Basin to date prevents this comparison.
Furthermore, palynological records alone are not sufficient for detecting
whether the nature of monsoons in the Eocene was more similar to the present
I-AM or South Asian monsoon (SAM), which contributes mostly to the moisture
in the Nangqian region today (L. Li et al., 2019).</p>
      <p id="d1e1608">Our results indicate that the brief warming interval recorded in Zone II
prompted a considerable change in the vegetation in east-central Tibet,
encouraging the temporary spread of (dry) forests in the region, while
steppe–desert vegetation contracted. Warming is reflected by an atypical
spike in tropical forest, while a warm broad-leaved forest spike in
north-eastern Tibet is coincident with the MECO (Hoorn et al., 2012; tropical
forest is exceedingly rare in the latter<?pagebreak page2266?> area during the middle–late
Eocene). In order to estimate relative humidity in arid environments such as
these, the <italic>Nitraria / Ephedra</italic> (<inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>/</mml:mo><mml:mi>E</mml:mi></mml:mrow></mml:math></inline-formula>) ratio can be used to distinguish between
desert/semi-desert (<inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>) and steppe–desert (<inline-formula><mml:math id="M59" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>; Li et
al., 2005; Hoorn et al., 2012). Although both genera occupy arid
environments today, <italic>Ephedra</italic> is currently distributed primarily throughout deserts,
semi-deserts, and grasslands globally (Stanley et al., 2001), while
<italic>Nitraria</italic> is a relatively more humid steppe–desert taxon (Cour et al., 1999; Sun and Wang, 2005; Jiang and Ding, 2008; Li et al., 2009;
Zhao and Herzschuh, 2009).</p>
      <p id="d1e1653">In the RZ section, the proportion of temperate broad-leaved forest in
relation to warm broad-leaf and tropical forest became much greater in the
upper part (Fig. 3), indicating a cooler climate in the late Eocene, which
matches cooling trends recorded by clumped isotopes both in the Nangqian
Basin (L. Li et al., 2019) and in the Xining Basin (Page et al., 2019).
Importantly, the <inline-formula><mml:math id="M60" display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>/</mml:mo><mml:mi>E</mml:mi></mml:mrow></mml:math></inline-formula> ratio in the RZ section is lowest immediately following
the warming interval in Zone II (Fig. 3) and persists for an extended
period, indicating rapid, prolonged aridification. An overall expansion of
steppe–desert vegetation is observed in Zone III, corresponding to
patterns observed on the north-eastern TP in the late Eocene (Hoorn et al.,
2012; Bosboom et al., 2014). Accordingly, our vegetation results have
implications for understanding the importance and extent of aridification
across Central Asia in the late Eocene, which was primarily driven by
proto-Paratethys Sea regression (Kaya et al., 2019). Ecosystem responses to
this event on both the north-eastern and east-central parts of the TP
demonstrates that aridification across the Asian continental interior in the
late Eocene could have been further-reaching than previously thought. Our
findings show that after sea regression, westerly moisture supply carried
from the proto-Paratethys Sea was reduced as far as central Tibet. This
provides further support for the argument that this sea was a major source
of moisture for the Asian interior and, thus, a primary driver of Central
Asian climate during the Eocene (Bosboom et al., 2014; Bougeois et al.,
2018; Kaya et al., 2019; Meijer et al., 2019).</p>
      <p id="d1e1668">Long-term aridification in the late Eocene exerted further<?pagebreak page2267?> influence on
the vegetational composition in east-central Tibet with regards to the
proportions of the ancestral vs. derived types of <italic>Ephedripites</italic>. In modern and Quaternary
settings, this has been developed as a ratio to distinguish between desert
and steppe–desert environments, termed the <italic>Ephedra fragilis</italic>-type sensu lato/<italic>Ephedra distachya</italic>-type (Ef <inline-formula><mml:math id="M61" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> Ed) ratio
(whereby <italic>E. fragilis</italic> represents the ancestral type and
<italic>E. distachya</italic> represents the derived type; Fig. 5).
Tarasov et al. (1998) found the E. <italic>fragilis</italic>-type sensu lato to be common in arid climates
with mean temperatures of the warmest month above 22 <inline-formula><mml:math id="M62" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C.
Herzschuh et al. (2004) applied the Ef <inline-formula><mml:math id="M63" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> Ed ratio to Holocene pollen spectra from the Alashan Plateau and tested its reliability with a regional modern pollen dataset, finding Ef <inline-formula><mml:math id="M64" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> Ed ratios <inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> in most samples from desert
sites, and values <inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula> in most samples from the sites with more
favourable climates (e.g. forest-steppe, steppe, and alpine meadow).</p>
      <p id="d1e1741">In the middle–late Eocene of Central Asia, the ancestral type of
<italic>Ephedripites</italic> never comprises more than 25 % of the ephedroid pollen sum in
north-eastern Tibet, whereas the derived type makes up at least 60 % (Xining
Basin; Han et al., 2016 and Qaidam Basin; Zhu et al., 1985; Miao et al.,
2013a; Jiuquan Basin; Miao et al., 2008); this also appears true for
north-western Tibet (Tarim Basin; Wang et al., 1990b; Hoh Xil Basin; Miao et
al., 2016) and east-central Tibet (Yuan et al., 2017; this study).
Therefore, Ef <inline-formula><mml:math id="M67" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> Ed ratios <inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> (supposedly indicative of desert
ecosystems) are never observed, despite the <inline-formula><mml:math id="M69" display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>/</mml:mo><mml:mi>E</mml:mi></mml:mrow></mml:math></inline-formula> ratio indicating the regular
existence of deserts or semi-deserts in northern Tibet (Zhu et al., 1985;
Hoorn et al., 2012; Miao et al., 2016), and central Tibet (Yuan et al.,
2017; this study) in the Paleogene. Sedimentological evidence suggests the
<inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>/</mml:mo><mml:mi>E</mml:mi></mml:mrow></mml:math></inline-formula> ratio to be more reliable for these deep time environments, with
<italic>Nitraria</italic> and <italic>Ephedra</italic> pollen being widely distributed in evaporites and red beds, indicating
deposition in arid or semi-arid climates (Sun and Wang, 2005). Therefore,
while pollen ratios appear to reflect reliable functions of climate and
landscape change for modern and Holocene settings (Li et al., 2010), our
results identify possible contradictions between the <inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>/</mml:mo><mml:mi>E</mml:mi></mml:mrow></mml:math></inline-formula> and Ef <inline-formula><mml:math id="M72" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> Ed pollen
ratios. This indicates that further verification of these pollen ratios in
modern settings and across larger spatial scales is necessary for reliable
palaeoenvironmental reconstructions in deep time.</p>
      <p id="d1e1814">A comparison of palynological assemblages across the Qinghai–Tibetan region
indicates that vegetation has changed markedly from the Paleogene to the
present (Fig. 4). While the Nangqian region was dominated by steppe–desert
shrubs in the past, it now hosts primarily alpine biomes, as do the Hoh Xil
and Xining basins. In contrast, the Tarim and Qaidam basins are now
significantly more arid than in the Eocene, and forest- and shrub-steppe
have been replaced with desert vegetation (Fig. 4). The Jianchuan Basin to
the south was dominated by mixed tropical–subtropical coniferous and
broad-leaved forest (Wu et al., 2018), and it is also forested today (but with
species of a less thermophilic nature). Similarly, the Markam and Gonjo
basins host alpine meadow and forest today; although detailed palynological
records have not yet been recovered, macrobotanical fossils suggest these
areas were dominated by mixed broad-leaved and coniferous forest in the late
Eocene–early Oligocene (Su et al., 2018; Studnicki-Gizbert et al., 2008).
The above changes indicate that late Paleogene and Neogene topographic
growth (creating new high-elevation biomes; Fig. 1a, b), the
aridification of inner Asia (Caves et al., 2014, 2016), and global cooling
(Zachos et al., 2001; DeConto and Pollard, 2003; Pagani et al., 2011) were
all drivers of Cenozoic vegetation shifts across the TP.</p>
</sec>
<sec id="Ch1.S5.SS3">
  <label>5.3</label><title>Elevational implications</title>
      <p id="d1e1825">High-altitude conifers are rare in this particular record, although the
high-elevation genus <italic>Tsugaepollenites</italic> (Fauquette et al., 2006) is present. This could be
driven by four possible factors: (1) taphonomy, i.e. the assemblage has a
high proportion of autochthonous spores and pollen with little input from
the peripheral mountains; (2) the elevation of this region was relatively low in
the middle–late Eocene (<inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">3000</mml:mn></mml:mrow></mml:math></inline-formula> m as proposed by Botsyun et al.,
2019; also see Wei et al., 2016); (3) due to the generally wetter climate in
relation to the north-eastern plateau basins, conifers are not competitive
and surrounding mountains are instead forested by temperate angiosperms; and
(4) central Tibet recorded regional pollen transported by different
atmospheric circulation systems.</p>
      <p id="d1e1841">Regarding the first possibility, conifers are windblown and can be
transported long distances (Lu et al., 2008; Ma et al., 2008; Zhou and Li,
2011); as the region already likely experienced a monsoonal climate (Spicer,
2017; Licht et al., 2014; Caves Rugenstein and Chamberlain, 2018; this study), we consider it
unlikely that our assemblages record little to no regional vegetation. The
second factor, the elevation history of the TP, is a controversial topic of
discussion, and palynological evidence from the RZ section does not provide
strong support either for or against a relatively low middle–late Eocene
palaeoaltitude in the region. Although the upper part of the RZ section in
the Nangqian Basin likely just predates the high-elevation signal further
to the north from 37 Ma onwards (Dupont-Nivet et al., 2008; Hoorn et al.,
2012; Page et al., 2019), an expanding body of data indicates that a
proto-Tibetan highland with complex topography was already in place during
the Paleogene (Xu et al., 2013; Ding et al., 2014; Wang et al., 2014;
Valdes et al., 2019).</p>
      <p id="d1e1844">Isotopic evidence suggests moderate to high elevations for the Nangqian
Basin in the late Eocene (valley floor 2.7 (<inline-formula><mml:math id="M74" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn><mml:mo>/</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.4</mml:mn></mml:mrow></mml:math></inline-formula>) km above sea
level; surrounding mountains <inline-formula><mml:math id="M75" display="inline"><mml:mrow><mml:mn mathvariant="normal">3.0</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">1.1</mml:mn></mml:mrow></mml:math></inline-formula> km above sea level; Li L. et
al., 2019). In the adjacent Gonjo Basin, stable isotope data suggest the
basin had already attained 2100–2500 m palaeoelevation by the early Eocene
(Tang et al., 2017). Some of the broad-leaved angiosperms trees present in
the new Nangqian assemblage<?pagebreak page2268?> could have grown at maximum elevations of
3600–4000 m during the Eocene (<italic>Ilex, Quercus</italic>: Song et al., 2010); therefore their
presence in lieu of abundant conifers is not in contradiction with an
elevated topography in parts of east-central Tibet at this time. This has
significance for other Asian palynological studies that infer regional
palaeoaltitudes and uplift history of Tibet based solely on palynological
records from a single locality: a multi-proxy approach is clearly necessary
to address the complex history of Tibetan uplift in future research.</p>
      <p id="d1e1878">Palynological data from the RZ assemblage supports climate (the third
possibility) rather than altitude as a primary driving factor of
vegetational composition: locally wetter conditions in the east-central
region of the TP (see Sect. 5.2) would likely have promoted angiosperm
tree growth over cold-temperate conifers that can withstand drought better,
and utilize a winter wet growing season unlike deciduous angiosperms
(Dupont-Nivet et al., 2008; Hoorn et al., 2012; Page et al., 2019). The last
possibility is also supported, with the palynology of this study suggesting
that central Tibet was influenced by two atmospheric circulation systems:
predominantly the westerlies from the north (Caves Rugenstein and
Chamberlain, 2018), and (to a limited degree) by a southern monsoon, which
could conceivably also have transported windblown pollen from subtropical
and warm-temperate broad-leaved forests in the south (Su et al., 2018).
Today, the Nangqian region receives nearly 70 % of its moisture from the
SAM, with the westerlies from the north making up the remainder (Li L. et
al., 2019). This indicates that atmospheric circulation systems have changed
considerably in east-central Tibet from the Paleogene to Neogene, despite
the existence of monsoons in this region since at least the Eocene (Licht et
al., 2014; Caves Rugenstein and Chamberlain, 2018; Spicer, 2017). Based on the above, we propose
that both local climatic conditions and the influence of different regional
atmospheric circulation systems contributed to the development of a unique
floral ecosystem in east-central Tibet during the late Eocene.</p>
</sec>
</sec>
<sec id="Ch1.S6" sec-type="conclusions">
  <label>6</label><title>Conclusions</title>
      <p id="d1e1890">On the basis of palynological assemblages, we conclude that the rocks of the
RZ section (Nangqian Basin) are Bartonian (41.2–37.8 Ma; late Eocene) in
age. They record a strongly seasonal steppe–desert ecosystem characterized
by <italic>Ephedra</italic> and <italic>Nitraria</italic> shrubs, diverse ferns, and an underlying component of broad-leaved
forests. The climate became significantly warmer for a short period,
encouraging regional forest growth and a proliferation of the thermophilic
ancestral <italic>Ephedra</italic> type but rapidly became more aridified thereafter due primarily to the
regression of the proto-Paratethys Sea. This is in conjunction with observed
environmental shifts in north-eastern Tibet, suggesting widespread Asian
aridification in the late Eocene. A new palynozonation better constrains the
biostratigraphy of Paleogene successions across the northern, central, and
southern TP, and also illustrates local ecological variability during the
Eocene. This highlights the ongoing challenge of integrating various deep
time records for the purpose of reconstructing palaeoelevation, and it suggests
that a multi-proxy approach is vital for unravelling the complex uplift
history of the Qinghai–Tibetan region.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e1906">The authors declare that all data supporting the findings of this study are available in the Supplement or are published in a data repository at the following DOI: <ext-link xlink:href="https://doi.org/10.17632/xvp68wsd2p.4" ext-link-type="DOI">10.17632/xvp68wsd2p.4</ext-link> (Yuan and Barbolini, 2020).</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e1912">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/cp-16-2255-2020-supplement" xlink:title="zip">https://doi.org/10.5194/cp-16-2255-2020-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e1921">QY, VV, FSS, DLG, HCW, and QSF conceptualized the study.
QY, FSS, HCW, ZJQ, YSD, and JJS carried out fieldwork. QY,
NB, VV, and CR collected and analysed the data. QY wrote the first
draft of the paper, and NB, VV, and CR participated in reviewing and editing the
final article.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e1927">The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e1933">We thank Fuyuan An (Qinghai Normal University), Shuang Lü (University of Tübingen), and Aijun Sun (University of Chinese Academy of Sciences) for assistance with the fieldwork; Yunfa Miao (Chinese Academy of Sciences) for helpful discussions on the systematic palynology; Luisa Ashworth for lithological identifications; the MAGIC (Monsoons in Asia caused Greenhouse to Icehouse Cooling?) team for fruitful discussions on the topic; and the handling editor Alberto Reyes, as well as two anonymous reviewers, for their constructive comments. This work was
supported by the National Natural Science Foundation of China (grant no. 41302024 to Qin Yuan); the Youth Guiding Fund of Qinghai Institute of Salt Lakes, CAS (grant no. Y360391053 to Qin Yuan); the Second Tibetan Plateau Scientific Expedition and Research Program (STEP) CAS (grant no. 2019 QZKK0805 to Qin Yuan), and the Swedish Research Council (Vetenskapsrådet; grant no. VR 2019-4061 to Vivi Vajda and grant no. VR 2017-03985 to Catarina Rydin). The funding sources had no involvement in the study design.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <?pagebreak page2269?><p id="d1e1938">This research has been supported by the National Natural Science Foundation of China (grant no. 41302024); the Youth Guiding Fund of Qinghai Institute of Salt Lakes, CAS (grant no. Y360391053); the Second Tibetan Plateau Scientific Expedition and Research Program (STEP) CAS (grant no. 2019 QZKK0805); and the Vetenskapsrådet (grant nos. VR 2019-4061 and VR 2017-03985).<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>The article processing charges for this open-access <?xmltex \hack{\newline}?> publication were covered by Stockholm University.</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e1949">This paper was edited by Alberto Reyes and reviewed by two anonymous referees.</p>
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<abstract-html><p>Central Asia experienced a number of significant elevational and
climatic changes during the Cenozoic, but much remains to be understood
regarding the timing and driving mechanisms of these changes as well as
their influence on ancient ecosystems. Here, we describe the palaeoecology
and palaeoclimate of a new section from the Nangqian Basin in Tibet,
north-western China, dated as Bartonian (41.2–37.8&thinsp;Ma; late Eocene)
based on our palynological analyses. Located on the east-central part of
what is today the Tibetan Plateau, this section is excellently placed for
better understanding the palaeoecological history of Tibet following the
Indo-Asian collision. Our new palynological record reveals that a strongly
seasonal steppe–desert ecosystem characterized by drought-tolerant shrubs,
diverse ferns, and an underlying component of broad-leaved forests existed in
east-central Tibet during the Eocene, influenced by a southern monsoon. A
transient warming event, possibly the middle Eocene climatic optimum
(MECO; 40&thinsp;Ma), is reflected in our record by a temporary increase in regional
tropical taxa and a concurrent decrease in steppe–desert vegetation. In the
late Eocene, a drying signature in the palynological record is linked to
proto-Paratethys Sea retreat, which caused widespread long-term
aridification across the region. To better distinguish between local
climatic variation and farther-reaching drivers of Central Asian
palaeoclimate and elevation, we correlated key palynological sections across
the Tibetan Plateau by means of established radioisotopic ages and
biostratigraphy. This new palynozonation illustrates both intra- and
inter-basinal floral response to Qinghai–Tibetan uplift and global climate
change during the Paleogene, and it provides a framework for the age assignment
of future palynological studies in Central Asia. Our work highlights the
ongoing challenge of integrating various deep time records for the purpose
of reconstructing palaeoelevation, indicating that a multi-proxy approach is
vital for unravelling the complex uplift history of Tibet and its resulting
influence on Asian climate.</p></abstract-html>
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