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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">CP</journal-id>
<journal-title-group>
<journal-title>Climate of the Past</journal-title>
<abbrev-journal-title abbrev-type="publisher">CP</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Clim. Past</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1814-9332</issn>
<publisher><publisher-name>Copernicus Publications</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/cp-12-611-2016</article-id><title-group><article-title>Fallacies and fantasies: the theoretical underpinnings of the Coexistence
Approach for palaeoclimate reconstruction</article-title>
      </title-group><?xmltex \runningtitle{Fallacies and fantasies}?><?xmltex \runningauthor{G.~W.~Grimm and A.~J.~Potts}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Grimm</surname><given-names>Guido W.</given-names></name>
          <email>guido.grimm@univie.ac.at</email>
        <ext-link>https://orcid.org/0000-0003-0674-3553</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Potts</surname><given-names>Alastair J.</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>University of Vienna, Department of Palaeontology, Vienna, Austria</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Nelson Mandela Metropolitan University, Centre of Coastal Palaeoscience, Port Elizabeth, South Africa</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Guido W. Grimm (guido.grimm@univie.ac.at)</corresp></author-notes><pub-date><day>10</day><month>March</month><year>2016</year></pub-date>
      
      <volume>12</volume>
      <issue>3</issue>
      <fpage>611</fpage><lpage>622</lpage>
      <history>
        <date date-type="received"><day>18</day><month>November</month><year>2015</year></date>
           <date date-type="rev-request"><day>18</day><month>December</month><year>2015</year></date>
           <date date-type="rev-recd"><day>25</day><month>February</month><year>2016</year></date>
           <date date-type="accepted"><day>29</day><month>February</month><year>2016</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://cp.copernicus.org/articles/12/611/2016/cp-12-611-2016.html">This article is available from https://cp.copernicus.org/articles/12/611/2016/cp-12-611-2016.html</self-uri>
<self-uri xlink:href="https://cp.copernicus.org/articles/12/611/2016/cp-12-611-2016.pdf">The full text article is available as a PDF file from https://cp.copernicus.org/articles/12/611/2016/cp-12-611-2016.pdf</self-uri>


      <abstract>
    <p>The Coexistence Approach has been used to infer palaeoclimates for many
Eurasian fossil plant assemblages. However, the theory that underpins the
method has never been examined in detail. Here we discuss acknowledged and
implicit assumptions and assess the statistical nature and pseudo-logic of
the method. We also compare the Coexistence Approach theory with the active
field of species distribution modelling. We argue that the assumptions will
inevitably be violated to some degree and that the method lacks any
substantive means to identify or quantify these violations. The absence of a
statistical framework makes the method highly vulnerable to the vagaries of
statistical outliers and exotic elements. In addition, we find numerous
logical inconsistencies, such as how climate shifts are quantified (the use
of a “centre value” of a coexistence interval) and the ability to
reconstruct “extinct” climates from modern plant distributions. Given the
problems that have surfaced in species distribution modelling, accurate and
precise quantitative reconstructions of palaeoclimates (or even climate
shifts) using the nearest-living-relative principle and rectilinear niches
(the basis of the method) will not be possible. The Coexistence Approach can
be summarised as an exercise that shoehorns a plant fossil assemblage into
coexistence and then assumes that this must be the climate. Given the
theoretical issues and methodological issues highlighted elsewhere, we
suggest that the method be discontinued and that all past reconstructions be
disregarded and revisited using less fallacious methods. We outline six steps
for (further) validation of available and future taxon-based methods and
advocate developing (semi-quantitative) methods that prioritise robustness
over precision.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>One of the most widely used methods to infer the palaeoclimates of Eurasia
using fossil plant assemblages is the “Coexistence Approach”
(Utescher et al., 2014). Conceptually, this
approach belongs to the family of mutual climate range techniques but also
makes use of the “nearest-living-relative” principle; a
nearest living relative (NLR) is a modern taxon (species, group of species,
genus or higher) that is considered an analogue for the fossil taxon.
Such mutual climate range methods use the climatic preferences of modern species
(a set of nearest living relatives), as defined by their current
distribution, to infer the potential climatic niche for a fossil assemblage.
In the case of the Coexistence Approach, the climate niche is defined using
minimum and maximum climate values of an NLR, obtained from its present-day
distribution. Pure mutual climate range techniques are usually restricted to
reconstructing palaeoclimates of the recent past (i.e. Quaternary) where
species in the fossil assemblages can be directly linked to modern species
(e.g. Elias, 1997, 2001; Thompson et al., 2012; Harbert and Nixon, 2015);
the processes of extinction and speciation are ignored and niche
conservatism is considered to be the norm. However, to apply these
palaeoclimate reconstruction techniques to assemblages from older time
periods requires the use of the nearest-living-relative principle, which is
linked to the concept of physiological uniformitarianism
(Tiffney and Manchester, 2001; Tiffney, 2008). The
niche space of an NLR is used to represent that of the fossil taxon. Thus,
one assumes that the climate niche of the NLR (the modern species or species
set) is identical to that of the associated fossil taxon (an extinct sister
or ancestral species) and the mutually shared climate range of the NLRs
enables the estimation of the climate conditions in which the fossil
assemblage thrived (Fig. 1).</p>
      <p>Despite the availability of alternative palaeoclimate reconstruction
techniques using NLRs and the mutual climate range approach
(e.g. Greenwood et al., 2005), the Coexistence Approach
has become the de facto method for plant fossil assemblages of Eurasia for time
periods spanning the Miocene to Late Cretaceous
(Utescher et al., 2014). The cumulative citation
count of studies using the Coexistence Approach is in excess of 10 000. On
the surface, it reconstructs precise palaeoclimatic conditions (usually
reported with a precision of 0.1 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C and 1 mm precipitation per
month or year) based on a series of acknowledged and implicit basic
assumptions (Table 1; Mosbrugger and Utescher, 1997; Utescher et al.,
2014). These assumptions appear straightforward but have theoretical and
practical implications not addressed in the application of the Coexistence
Approach (Mosbrugger and Utescher, 1997; Utescher et al., 2014; Grimm et
al., 2015). Furthermore, the Coexistence Approach avoids any statistical
processing (Mosbrugger and Utescher, 1997; Utescher et al., 2014) and, hence,
does not take into account most community information, which could help to
identify errors and exotic elements. We argue that it relies to some degree on illogical
deductions, some of which are advocated as strengths of the method, e.g. the
ability to reconstruct “extinct” climates (Utescher
et al., 2014). The applicability of the nearest-living-relative principle
for reconstructing past climates in a quantitative manner has never been
questioned. This is surprising in the light of ongoing discussions in the
field of spatial distribution modelling, which shares a number of
assumptions with mutual climate range and nearest-living-relatives methods.
Below we discuss each of these issues in further detail.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p>The concept of the mutual climate range as used in the
Coexistence Approach.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://cp.copernicus.org/articles/12/611/2016/cp-12-611-2016-f01.png"/>

      </fig>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><caption><p>The assumptions of the Coexistence Approach (quotations from
Utescher et al., 2014).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="2">
     <oasis:colspec colnum="1" colname="col1" align="justify" colwidth="189pt"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="195pt"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Description</oasis:entry>  
         <oasis:entry colname="col2">Issues</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Assumption 1: “For fossil taxa systematically closely related nearest living relatives (NLRs) can be identified.”</oasis:entry>  
         <oasis:entry colname="col2">(a) Lack of a theoretical framework to define a systematically close relative. <?xmltex \hack{\hfill\break}?>(b) Concept of physiological uniformitarianism assumes a common origin but does not need quantification of phylogenetic closeness.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Assumption 2: “The climatic requirements of a fossil taxon are similar to those of its nearest living relative.”</oasis:entry>  
         <oasis:entry colname="col2">(a) Physiological uniformitarianism cannot be generally assumed. <?xmltex \hack{\hfill\break}?>(b) Different taxonomic ranks between fossils and their nearest living relatives.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Assumption 3: “The climatic requirements or tolerances of a nearest living relative [i.e. minimum and maximum tolerances regarding single parameters that are considered per se to be independent of each other] can be derived from its [current] area of distribution”.</oasis:entry>  
         <oasis:entry colname="col2">(a) Distribution is not necessarily a function of climate but also other biotic and abiotic parameters: the realised niche &lt; fundamental niche. <?xmltex \hack{\hfill\break}?>(b) Minimum and maximum tolerances are poor estimates for the climatic niche of a taxon. <?xmltex \hack{\hfill\break}?>(c) Climate parameters are not independent of each other. <?xmltex \hack{\hfill\break}?>(d) There are no working frameworks to test whether a potential nearest living relative fulfils Assumption 3.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Assumption 4: “The modern climatic data used are reliable and of good quality”.</oasis:entry>  
         <oasis:entry colname="col2">More or less violated in all studies that applied the Coexistence Approach (see Grimm and Denk, 2012)</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Assumption 5: Palaeo-assemblages represent actual communities.</oasis:entry>  
         <oasis:entry colname="col2">(a) Fossils may be allochthonous, in particular microfossils (pollen). <?xmltex \hack{\hfill\break}?>(b) Fossils may not be strictly coeval (macrofossil lagerstätten usually cover substantial time periods).</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Assumption 6: Absence of a fossil in a palaeo-assemblage is evidence of true absence.</oasis:entry>  
         <oasis:entry colname="col2">The fossil record is incomplete.</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S2">
  <title>Theoretical background of the Coexistence Approach</title>
<sec id="Ch1.S2.SS1">
  <title>Assumptions of the Coexistence Approach</title>
      <p>Mosbrugger and Utescher (1997) list four basic assumptions that need
to be fulfilled (Table 1). The first assumption has never been used in the
application of the Coexistence Approach, and the three others superimpose
additional uncertainty on the method and are easily violated, particularly
if the aim is high accuracy <italic>and</italic> precision. Notably, none of the assumptions have
been tested and verified for taxa commonly used in the Coexistence Approach.</p>
      <p>The first assumption is anchored in the ability to define a “systematically
close” NLR (Table 1). However, Mosbrugger and Utescher (1997) or Utescher et
al. (2014) do not provide a framework on how to quantify systematically close
and in what respect systematic closeness should be relevant for the
identification of the NLR. A focus on systematic closeness can lead to
conflict with the nearest-living-relative principle. This principle is based
on overall morphological similarity and not necessarily linked to
phylogenetic relatedness, which is the current basis of systematics. Thus, a
fossil may be systematically close to a modern species (or group) that has
undergone significant shifts in morphology and fundamental niche, and the
best modern analogue may be a more distantly related lineage that has been
morphologically and ecologically stable (Fig. 2a). In addition, the degree of
systematic relatedness of a fossil to an NLR requires the placement of
fossils within a phylogenetic framework (i.e. a tree or network) and this has
never been explored in any Coexistence Approach study.</p>
      <p>There are further issues with Assumption 1 when considering the taxonomic
affiliation of an NLR. Given the time span separating ancient assemblages and
modern-day taxa, it has been agreed that defining an NLR at the species level
is highly problematic (Grimm and Denk, 2012; Utescher et al., 2014). Thus,
the Coexistence Approach usually defines an NLR as the genus or family to
which the fossil can be assigned, with rare instances of an intrageneric
lineage or a modern species (Grimm and Denk, 2012; Utescher et al., 2014;
Grimm et al., 2015). For example, the NLR of a fossil oak leaf would be genus
<italic>Quercus</italic>, the NLR of a deciduous, convexly lobed oak leaf would be
<italic>Quercus</italic> Group Quercus (the
white oak clade) and the NLRs of a fagaceous fossil of unknown generic
affinity would be all Fagaceae. Hence, systematically close, as used in the
Coexistence Approach and other nearest-living-relative approaches, translates
into simply being a member of the same taxonomic rank (e.g. genus or family),
and the actual phylogenetic (i.e. systematic) distances between fossils and
their NLRs are never established. Under this implementation, assignment of
NLRs to higher taxonomic ranks (above species) includes the taxonomic
problems linked to paraphyly (exclusive common origin; Fig. 2b). Fossils of a
paraphyletic group will have different systematic distances to the modern
members of the specified taxonomic group of NLRs. However, this is not a
problem for the combination of mutual climate range approaches and
nearest-living-relative principle as long as the assumption of physiological
uniformitarianism is fulfilled (Assumption 2). Thus, shared ancestry
remains important, but the systematic closeness of Assumption 1 is
superfluous for the application of mutual climate range techniques making use
of the nearest-living-relative concept.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><caption><p>Difference between systematically close and
nearest living relative (NLR, i.e. best modern analogues). Shown is a
species phylogeny of a diversified ingroup; the outgroup in this example is
a sister species of the ingroup. Panel <bold>(a)</bold>: standard definition of
nearest living relative (best modern analogue) vs. definition if Assumption
1 of the Coexistence Approach should be fulfilled. Panel <bold>(b)</bold>: same tree as
in <bold>(a)</bold>, only that each species is categorised as a member of a distinct
morphotaxon that can be distinguished in the fossil record. Note that all
morphotaxa are mutually exclusive regarding their climatic niche, but there
is no strict correlation between systematic closeness (phylogeny) and the
climatic niche of the fossils and their nearest living relatives (modern
species of the same morphotypes as the fossils).</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://cp.copernicus.org/articles/12/611/2016/cp-12-611-2016-f02.png"/>

        </fig>

      <p>The second assumption (Table 1) is based upon the concept of physiological
uniformitarianism (Tiffney and Manchester, 2001; Tiffney, 2008).
Physiological uniformitarianism implies that as long as lineage stays within
its environmental niche, it will not accumulate morphological changes. Hence,
a modern species with the same, or very similar, morphological traits of a
fossil of the same evolutionary lineage should share the same environmental
niche. It also implies that members of the lineages that have undergone niche
shifts also experienced morphological changes. Assumption 2 is likely to be
violated when morphological changes are evident between the fossil and modern
members of an evolutionary lineage, and an NLR of a fossil specimen should
only be used if there is morphological, not mere taxonomic, similarity and if both have
a common origin. This would exclude the use of most modern plant genera and
all families as NLRs as they are typically composed of morphologically
divergent species.</p>
      <p>In addition, the use of morphologically diverse taxonomic groups to represent
an NLR usually means that the environmental niche of the NLR is large, likely
encompassing the niche of the fossil, but is not “climatically similar” to
that of the fossil, thus, directly violating Assumption 2. Novel procedures
and methods are required that take cognisance of the fact that the NLR niche
is likely to be far broader than can be expected for that of the fossil. The
actual assumption, as used by the Coexistence Approach and related mutual
climate range methods, is that the climatic niche of a fossil taxon lies
somewhere within the range of niches found within the species comprising the
NLR. This has two major implications for the set-up and interpretation of
reconstructed palaeoclimates using the Coexistence Approach (and other mutual
climate range techniques that use NLRs): (1) a high-resolution climate
reconstruction should not be possible, especially when only minimum and
maximum NLR tolerances are used (Fig. 3a), and (2) mixed floras may not be
identified since mutually exclusive species (or communities) have overlapping climate ranges at higher taxonomic levels
(Fig. 3b). Thus, highly precise <italic>and</italic> accurate climate reconstructions
can only be obtained using the Coexistence Approach if the critical species
within a palaeo-assemblage occupied niches close to the minimum <italic>and</italic>
maximum tolerances of their corresponding modern genus or family level NLRs.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><caption><p>Issues related to the use of higher-level taxonomic classification
(e.g. genus or family) as nearest living relatives (NLRs) of fossil species.
In this example, two fossil species occupy a climate range within the modern
climate range of their selected genus-level NLRs, fulfilling the principle of
physiological uniformitarianism. Panel <bold>(a)</bold>: the fossil species have
a narrow shared climate range and coexisted in the past. The use of
higher-level taxonomic ranks as NLRs will lead, in most cases, to a much
broader and less precise reconstructed coexistence interval. Panel
<bold>(b)</bold>: the fossil species are mutually exclusive, but the expansion of
the niche space – due to the use of genera as NLRs – results in a
coexistence interval (i.e. pseudo-coexistence).</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://cp.copernicus.org/articles/12/611/2016/cp-12-611-2016-f03.jpg"/>

        </fig>

      <p><?xmltex \hack{\newpage}?>The third assumption (Table 1), that the distributions of extant species are
in equilibrium with their climate, is a topic rich in discussions in the
ecological and species distribution modelling literature (Araújo and
Pearson, 2005; Bond et al., 2005; Sexton et al., 2009; Franklin, 2010).
Species are often not in equilibrium with their climate for abiotic (e.g.
soil, fire) or biotic (e.g. competition) reasons, and thus their realised
niches do not span their fundamental niches. Thus, species will be plastic in
their expression of the realised niche depending on external factors, which
would exclude the reconstruction of palaeoclimate with high accuracy. Any
change in the abiotic or biotic parameters can affect the distribution of a
species (i.e. its realised niche) even if the fundamental niche remains
unchanged.</p>
      <p>The climatic niche is solely represented by minimum and maximum values in the
Coexistence Approach, which are independently compiled for climate parameters
in a univariate manner. However, it has been long established that biological
climate niches are multidimensional (Köppen, 1936; Hutchinson, 1957;
Walter, 1973; Walter and Breckle, 1983–1991; Schroeder, 1998). Using
minimum–maximum tolerances along univariate axes can only roughly
approximate the multidimensional climatic niche and may be misleading (Klotz,
1999; Thompson et al., 2012). For example, two mutually exclusive taxa, for
which Assumption 3 applies, may still have an artificial mutual climate
range regarding their minimum and maximum tolerances (Fig. 4a). In this
context it is important to note that species distribution modelling started
with algorithms that used minimum and maximum values but quickly moved on to
methods that better represented the bioclimatic niche of a species (discussed
further below). Thus, the use of range values for climatic parameters does
not accurately capture the climatic requirements or tolerances of an NLR
(Table 1), which will affect the reconstructed palaeoclimate using the
Coexistence Approach.</p>
      <p>The fourth and last assumption has no apparent theoretical implications.
Technical implications have been discussed in Grimm and Denk (2012),
Thompson et al. (2012), Utescher
et al. (2014) and Grimm et al. (2015). We do, however, wish to
highlight that since local climate can substantially vary over short timescales, minimum and maximum tolerances may be unduly affected by the
selected observation period of climate stations.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><caption><p>Pseudo-coexistence as a result of the representation of
the climate niche using minimum and maximum tolerances. Panel <bold>(a)</bold>: bivariate
climate niches of two mutually exclusive species. These species have no
overlapping climate space but still reconstruct narrow coexistence
intervals (orange bars) along univariate axes. Panel <bold>(b)</bold>: bivariate climate
niches of NLRs of two floras growing under substantially different climates
(indicated by x). Note that only the niches of three of the Community 1
species overlap with one or two of the Community 2 species. Panels <bold>(c, d)</bold>: univariate
mutual climate ranges (MCR) of both communities; the overlap of
the two MCR result in highly precise coexistence intervals for the
artificially mixed communities including all elements from Community 1 and
Community 2.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://cp.copernicus.org/articles/12/611/2016/cp-12-611-2016-f04.png"/>

        </fig>

      <p>Not formally addressed by Mosbrugger and Utescher (1997) or Utescher et
al. (2014) are two more fundamental assumptions of the Coexistence Approach,
which distinguish the method from mutual climate range techniques using
modern-day species: (1) palaeo-assemblages comprise only taxa that existed as
actual communities (i.e. all fossil specimens are autochthonous and from the
same point in time); (2) absence of a fossil taxon indicates true absence
(i.e. each fossil plant assemblage comprehensively reflects the actual
palaeo-community; Table 1). The Coexistence Approach implicitly assumes that
only an autochthonous and strictly coeval palaeo-assemblage will result in a
single coexistence interval. However, given that two mutually exclusive taxa
can share a climate range of minimum and maximum along univariate climate
parameters, so too can allochthonous taxa in a fossil assemblage. In
addition, the expansion of the climate niche using higher-level NLRs
automatically increases the probability of artificial coexistence. Thus,
allochthonous assemblages (mixed floras) do not necessarily result in
“ambiguous” intervals (Fig. 4b–d; e.g. Utescher et al., 2014) and may very well be the reason for
highly precise palaeoclimate estimates (&lt; 1 <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C for
temperature parameters; &lt; 100 mm precipitation per year;
&lt; 10 mm precipitation per month) observed in many studies using the
Coexistence Approach (Denk et al., 2012; Grimm et al., 2015). Thompson et
al. (2012) suggest that a benefit of mutual climate range techniques, in
comparison to indicator-species approaches, is that the reconstruction is
only affected by the presence of taxa, not their absence. However, this does
not apply to the Coexistence Approach, where the mere absence of a taxon can
directly affect the outcome of the reconstruction (discussed further below).
For instance, the absence of a taxon may eliminate another NLR as a
“climatic outlier” rather than producing two ambiguous intervals.</p>
      <p><?xmltex \hack{\newpage}?>We have outlined a range of probable and inevitable issues of the purported
basic assumptions of the Coexistence Approach. These will all, to some
unknown degree, decrease the precision and accuracy of any approach that
attempts to reconstruct palaeoclimates. In this light, the Coexistence
Approach is highly unlikely to reconstruct precise or accurate
palaeoclimatic conditions. Utescher et al. (2014)
state that it is impossible to test the accuracy of Coexistence Approach
reconstructions (but see Grimm and Denk, 2012, for mean annual
temperature estimates) but follow the original paper in assuming that
violation of the basic assumptions will readily surface in the form of
climatic outliers.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>The statistical nature of the Coexistence Approach</title>
      <p>According to Utescher et al. (2014) the “Coexistence Approach by Mosbrugger
and Utescher (1997) is a nearest-living-relative method, which relies only
on the presence or absence of a plant taxon within a fossil assemblage and
the climatic requirements of its modern relatives. It avoids any statistical
processing or further assumptions, except those given in Mosbrugger and
Utescher (1997) [i.e. the four basic assumptions, see Table 1]”. In the
original paper, no means of statistical processing were proposed; hence, the
Coexistence Approach defines an interval for a past climate parameter
assuming that statistical effects do not exist or are negligible. The
Coexistence Approach discounts the majority of the community information
because the reconstructed climate interval is always solely defined by the
pair of the two most divergent but putatively coexisting NLRs. Usually one
member of the pair is an exotic element; here we define exotic as any NLR
whose niche is at odds with the majority of the assemblage (e.g. Fig. 5). The
likelihood of potential oddities, errors or violations of assumptions
increases with assemblage size or depositional age. The Coexistence Approach
relies, however, on the presumption that any violation will readily surface
in the form of so-called climatic outliers (Mosbrugger and Utescher, 1997;
Utescher et al., 2014). This exposes palaeoclimate reconstructions using this
approach to the vagaries of statistical outliers and exotic elements (see
Grimm and Denk (2012) and Grimm et al. (2015) for real-world data examples).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5"><caption><p>Climatic outliers and the bias of the Coexistence Approach towards
exotic nearest living relatives (NLRs). Shown are the niche response curves
for 20 potential NLRs, of which 18 (grey and green) show a general overlap in
their climatic preference. The two red NLRs are exotic elements with strongly
differing climatic preferences. Bars indicate the minimum and maximum
tolerances of each NLR; the dots highlight each NLR's optimal climate value.
Because the green NLR has no shared climate range with the two exotic NLRs
(red), it would be excluded as a climatic outlier following the Coexistence
Approach protocol. The resultant coexistence interval (orange bar) is highly
precise but reflects neither the climatic preference of the non-exotic (grey
and green) nor exotic group of NLRs (red).</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://cp.copernicus.org/articles/12/611/2016/cp-12-611-2016-f05.png"/>

        </fig>

      <p>A climatic outlier is identified as an NLR or small number of NLRs that do
not share the climate space of a given parameter with a slightly higher
number of other NLRs (Fig. 5). In those cases where there is more than one
interval that can be reconstructed using the same maximum possible number of
NLRs, then alternative (ambiguous) intervals are reported; each of these
intervals recognises a different set of climatic outliers. Ambiguous
intervals are interpreted by Utescher et al. (2014) as the only evidence for
mixed floras rather than a violation of any of the assumptions discussed
above. Taxa identified as climatic outliers are typically removed from a
Coexistence Approach analysis for a given palaeo-assemblage and parameter. We
wish to highlight that a climatic outlier is simply an NLR that is seemingly
at odds with a few other NLRs and must not be confused with a statistical
outlier (Fig. 5).</p>
      <p>There are two paramount problems with the outlier elimination strategy used
by the Coexistence Approach. First, two taxa violating the assumptions behind
the Coexistence Approach may eliminate one taxon that is not. A typical
situation is illustrated in Fig. 5, where an NLR occupying a climate range
that is in general agreement with the rest of the flora would be identified
and eliminated as a climatic outlier because of the presence of two deviant
taxa that are at odds with the overall NLR community. Second, taxa identified
as climatic outliers for one climatic parameter and therefore removed from
the assemblage for estimating that parameter are still, in most cases, kept
for analysing other parameters for the same assemblage. In some cases, these
climatic outliers even define the coexistence interval in another parameter
(Grimm et al., 2015). If we follow the logic that climatic outliers represent
violations of the basic assumptions of the Coexistence Approach (Utescher et
al., 2014), then it is imperative that they are removed from all
reconstructions for a given assemblage or in general (Table 2). This has been
rarely applied in any study that has identified climatic outliers in the
Coexistence Approach, mainly to avoid wide, and thus uninformative,
coexistence intervals (Grimm and Denk, 2012; Grimm et al., 2015). It could be
argued that any palaeo-assemblage represented by mutually exclusive NLRs
should be ignored until the reason for the non-coexistence can be identified
and corrected for.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><caption><p>The consequences of identifying a climatic outlier in a
palaeo-assemblage supposing that these represent violations of one or more of
the four basic assumptions.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="2">
     <oasis:colspec colnum="1" colname="col1" align="justify" colwidth="168pt"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="168pt"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Violation of basic assumption</oasis:entry>  
         <oasis:entry colname="col2">Consequence</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">1. The nearest living relative (NLR) is not a close relative of a fossil taxon.</oasis:entry>  
         <oasis:entry colname="col2">There is no consequence as long as the NLR shares the same lineage and is a good physiological modern analogue.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">2. The climatic requirements of the fossil taxon are different from that of the NLR.</oasis:entry>  
         <oasis:entry colname="col2">If different for one climate parameter, the NLR may be equally non-representative of other climate parameters of the fossil taxon. Any coexistence interval including this fossil taxon may be misinformed.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">3. The NLR's distribution is not representative of its climatic requirements (relict distribution).</oasis:entry>  
         <oasis:entry colname="col2">Coexistence intervals delimited by the NLR are likely to be misinformed in any study using the NLR.</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">4. The modern climate data to estimate NLR minimum and maximum tolerances are unreliable.</oasis:entry>  
         <oasis:entry colname="col2">If this is the case, then no coexistence interval is reliable and palaeoclimate reconstruction using modern analogues is impossible.</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p>Any mutual climate range approach needs a framework to identify statistical
outliers as the assumptions will inevitably be violated, and establishing the
degree of violation (e.g. degree of niche shifts) is not feasible based on
current knowledge. Many palaeo-assemblages will comprise mixed floras with
elements from different climate niches, and this would need to be explicitly
addressed before reconstructing coexistence intervals. As stated above, the
Coexistence Approach lacks any framework to identify exotic elements or
allochthonous assemblages, unless they are sufficiently divergent to generate
climatic outliers. Allochthonous assemblages comprising mutually exclusive
species can share a climate interval (Fig. 4b), and this problem of
pseudo-coexistence is exacerbated by the use of higher-level taxa (genera,
families) as NLRs of a fossil species or morphotypes. Any slightly
conflicting, but exotic, element in an assemblage will have a
disproportionally high influence on the palaeoclimate estimates (Fig. 5). It
is clear that not only climatic outliers and ambiguous intervals should be
indicative of mixed floras, errors in the data or violations in the
assumptions but also <italic>any</italic> narrow coexistence interval (see Grimm and
Denk, 2012; Grimm et al., 2015, for real-world examples).</p>
      <p>Mutual climate range techniques that apply simple statistics to filter exotic
taxa, such as the Bioclimatic Approach (Greenwood et al., 2005), will be less
susceptible to the presence and absence of a few exotic taxa but will also
usually fail to recognise mixed floras. The problem of mixed floras can only
be overcome, to some degree, by using alternative mutual climate range
techniques that make use of the full spectrum of distributional information
and thus include the climatic preference of all constituent elements of a
palaeo-assemblage (e.g. by using the niche curves in Fig. 5). This includes
methods such as the weighted mutual climate range approach (Thompson et al.,
2012), the probability density function method (Chevalier et al., 2014) and
the coexistence likelihood estimation method (Harbert and Nixon, 2015).
However, these methods will probably begin to break down when the
nearest-living-relative principle is needed to link fossils with extant
lineages (Thompson et al., 2012; Harbert and Nixon, 2015), and this may
explain why their application has been limited to Quaternary assemblages.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <title>Logical inconsistencies of the Coexistence Approach</title>
      <p>We wish to highlight four additional points regarding the use of the
Coexistence Approach that lack any (bio)logical basis, specifically: (1) the
use of the centre value to identify and quantify climatic shifts,
(2) that the reconstructed climate is based on only two nominally coexisting
elements, (3) that the reconstructed climate is highly dependent on the
presence or absence of a single or few taxa, and
(4) the reconstruction of extinct climates. We elaborate on each of these
points below.</p>
      <p>The conclusions of most Coexistence Approach studies rely on shifts observed
in the so-called centre value. This value is simply the arithmetic mean
of the upper and lower boundary of the coexistence interval. Practical tests
have shown that there is little correlation between the actual climate and
the centre value (Klotz, 1999; Grimm and Denk, 2012). The use of this
value highlights a fundamental misunderstanding of the niche concept. If we
imagine the coexistence interval to be correct, then <italic>all</italic>
values within the interval should be equally probable as no other
information is incorporated regarding the probabilities of occurrence of the
assemblage. Selecting the centre value as an indicator of a shift in
climate makes no statistical or biological sense. For example, Fig. 6a
shows two plant assemblages that differ only by the climatic preference of a
single NLR. The replacement of one NLR by another with a preference towards <italic>lower</italic> values
gives rise to a reconstructed climate shift towards <italic>higher</italic> values using the centre value.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><caption><p>Logical inconsistencies in the application and theory of the
Coexistence Approach. Shown are coexistence intervals (orange bars) based on
slightly <bold>(a, c)</bold> or extremely <bold>(b)</bold> different sets of nearest
living relatives (NLRs). Panel <bold>(a)</bold>: use of the centre value to
determine climate shifts. A single NLR (black) is replaced by an NLR tolerant
to <italic>lower</italic> values (red), which would be eliminated as a climatic
outlier by the two green NLRs, thus leading to a <italic>higher</italic> centre
value. Panel <bold>(b)</bold>: all NLRs have contrasting climate tolerances, the
exotic taxa in both floras (red) ensure that the reconstructed coexistence
interval is the same. Panel <bold>(c)</bold>: two floras that only differ by the
absence (white bars) or presence (black bars) of two taxa. The
resulting coexistence intervals would be interpreted as a shift towards
higher values. The dark green box shows the coexistence interval of a flora in
which both taxa are represented.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://cp.copernicus.org/articles/12/611/2016/cp-12-611-2016-f06.png"/>

        </fig>

      <p>Many Coexistence Approach reconstructions rely on the presence of NLRs that
nominally coexist, even if these elements have climate tolerances that are
at odds with the rest of the assemblage (Fig. 5; cf. Grimm and Denk,
2012; Grimm et al., 2015). In extreme cases the same coexistence interval
can be reconstructed based on plant assemblages with contrary climate
tolerances (Fig. 6b). In Fig. 6b, the elements of two plant assemblages
have contrary climate tolerances and it is the two exotic taxa in each
assemblage that ensure that the reconstructed coexistence intervals are the
same. Thus, the precision of the reconstructed palaeoclimates is often
entirely dependent on the presence or absence of specific, usually exotic
NLRs. Across Coexistence Approach studies, a handful of NLRs that occur
towards the tolerance margins over the <italic>entirety</italic> of all palaeo-floras usually determine
the coexistence intervals; it is these few NLRs that give rise to the
praised precision of the technique (Grimm and Denk, 2012; Grimm et al.,
2015).</p>
      <p>The presence or absence of individual NLRs is generally at the root of
reconstruction uncertainty in coexistence interval – we term this the
Heisenberg effect. Figure 6c shows two very similar assemblages where the
presence or absence of the two highlighted taxa changes the coexistence
interval reconstructed by the Coexistence Approach to a degree that would be
interpreted as a trend towards higher values. The Heisenberg effect renders
palaeoclimate estimates obtained with the Coexistence Approach protocol
highly susceptible to taxon-bias effects. The reconstructed climate is
exceedingly dependent on what fraction of the actual vegetation has been
captured by the fossil assemblages (note that in Fig. 6c all NLRs have a
mutually shared climate range). Thus, even if all assumptions needed for a
mutual climate range approach that also uses the nearest-living-relative
principle are fulfilled, the Heisenberg effect will lead to unstable, even
random, climate reconstructions when the Coexistence Approach is used.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7"><caption><p>Impossibility of reconstructing extinct climates with the
nearest-living-relative (NLR) principle. Shown are the (realised) climate
niches of five modern species, which, inevitably have to lie within the frame
of the modern climate space. Any coexistence space (yellow square, showing
the coexistence space of species 2, 3 and 4 using their minimum and maximum
tolerances) must reflect a climate situation also found today. Any extinct
climate (grey square) could only be defined by the coexistence of species
with climate niches different to those found in modern species, species with
no living NLR or species belonging to lineages that underwent niche shift.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://cp.copernicus.org/articles/12/611/2016/cp-12-611-2016-f07.png"/>

        </fig>

      <p>Utescher et al. (2014) explicitly state that, as each parameter is
independently reconstructed, the Coexistence Approach has the potential to
reconstruct a climate that does not exist today: an extinct climate. It is
hard to grasp how this can be logically accommodated within the basic
assumptions of the Coexistence Approach and the actuo-palaeontological
nearest-living-relative principle in general (Fig. 7). An extinct climate for
a palaeo-assemblage would indicate that the present-day niches of the NLRs
are <italic>not</italic> representative of the fossils and therefore would indicate
direct violations of Assumptions 2 and 3 discussed above (Table 1). In
addition, it is not possible to construct an extinct climate using species
that are restricted to present-day climates if the principle of physiological
uniformitarianism applies. Reasons why extinct climates are reconstructed
using the Coexistence Approach include violations of basic assumptions,
pseudo-coexistence, the inconsistent identification of climatic outliers
within an assemblage across climate variables and the single-dimension effect
where climate parameters are analysed in isolation and are assumed to be
unlinked. The reconstruction of an extinct climate should be seen as a direct
indication of error and not lauded as a benefit of the method.</p>
      <p>Leaving aside these logical inconsistencies in the conception and application
of the method, the Coexistence Approach still cannot be expected to reproduce
a robust quantitative reconstruction of the palaeoclimate, as (1) assumptions
are likely to be violated but cannot be detected, (2) one cannot avoid using
higher-level taxa to represent fossil species or morphotypes, and (3) the
fossil record will always be incomplete to different degrees and this will
affect the calculated coexistence interval.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Lessons to be learnt from species distribution modelling</title>
      <p>Species distribution modelling (SDM) is an exceptionally active field which
aims to empirically model the species–environment relationships and thereby
quantify the realised niche of a given taxon (Franklin, 2010; Peterson et
al., 2011) or, in some cases, communities (e.g. Potts et al., 2013). The
beginnings of the field lie in the BIOCLIM software package (Nix, 1986),
which is comparable to the Coexistence Approach as it used the range (or
percentile range) of climatic variables in a rectilinear fashion. Booth et
al. (2014) describe the origins of the field and highlight that one of the
most active areas of SDM development has been in methods that trim the
rectilinear climate envelopes of BIOCLIM. The development was driven by the early realisation that the
relationships between climate variables were poorly captured by the
rectilinear approach; for example, a rectilinear niche may suggest that a
species could survive in a situation where it is both hot and dry, but the
actual climate niche indicates that it only occurs where it is hot and wet.
More advanced methods have refined the <inline-formula><mml:math display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula>-dimensional hyperniche
(Hutchinson, 1957) where response curves are used to capture the suitability
of different conditions for species occurrence. BIOCLIM performed poorly in
comparison to more recent methods in a comparison of more recent SDM methods
(Elith et al., 2006), indicating that the simplistic use of range values for
climatic variables, as used by the Coexistence Approach, is a poor
representation of the realised niche of species or NLR.</p>
      <p>The revolution in the multidimensional quantification of the niche has
completely bypassed the Coexistence Approach. Measuring ecological niche
overlap between species in multivariate space is an active area of
investigation (Rödder and Engler, 2011;
Broennimann et al., 2012), which can be used to determine the shared niche
within a set of species. However, measuring the niche in such a manner also
requires that all the variables selected are, in fact, significant in
limiting the niche. Establishing the contribution and importance of
different environmental variables (i.e. variable selection) in setting the
bounds of a taxon's niche is a theoretical issue (Araújo and
Guisan, 2006) where advances are also being made (Austin and Van
Niel, 2011). In comparison, the Coexistence Approach blindly uses a wide
range of environmental parameters in a univariate manner assuming that they
are all important in determining a taxon's niche.</p>
      <p>Furthermore, the assumption of niche conservatism (linked to the principle of
physiological uniformitarianism) has generated considerable debate in the SDM
literature as it has been used as justification for projecting models into
altered climate states (past or future) and to predict the establishment and
spread of invasive species (reviewed in Pearman et al., 2008a). These
discussions have centred firstly on whether the current distribution for a
given species, i.e. the realised niche, adequately represents the fundamental
niche and secondly on how quickly the fundamental niche may be able to shift.
Such concerns are absent in the theoretical underpinnings of the Coexistence
Approach (Mosbrugger and Utescher, 1997; Utescher et al., 2014).
Unfortunately, niche shifts have been documented for a wide range of plant
species through space (Broennimann et al., 2007; Pearman et al., 2008a) and
even over relatively short timescales (Pearman et al., 2008b; Veloz et al.,
2011). Therefore, the assumption of physiological uniformitarianism has
limited applicability to reconstruct precise <italic>and</italic> accurate
palaeoclimates, especially with increasing age of an assemblage.</p>
</sec>
<sec id="Ch1.S4" sec-type="conclusions">
  <title>Conclusions</title>
      <p>Using best possible climate data for modern North American woody plants,
Thompson et al. (2012) were unable to reconstruct the climatic shifts from
the Last Glacial Maximum to the present-day using an unweighted mutual
climatic range method (which represents the niche using range values and is
equivalent to the Coexistence Approach save for the use of NLRs and
recognition of climatic outliers). This is in stark contrast to the beliefs
of Coexistence Approach practitioners that the method can reliably
reconstruct climate shifts at high precision (e.g. Huang et al., 2015;
Utescher et al., 2015), despite the additional error and uncertainty
associated with the nearest-living-relative principle. The purported high
precision in Coexistence Approach studies is dependent on phenomena such as
pseudo-coexistence and the lack of a statistical framework.</p>
      <p>We argue that the Coexistence Approach, as conceived by Mosbrugger and
Utescher (1997), violates the basic concepts behind mutual climate range
techniques and the nearest-living-relative principle. It imposes a number of
assumptions that will inevitably be violated, has no ability to detect
violations and lacks any safeguards against the reconstruction of artificial
coexistence intervals and thus erroneous palaeoclimate estimates.</p>
      <p>Given the theoretical problems outlined here and the practical problems
highlighted by Grimm et al. (2015) – for example, that any random
real-world flora will eventually produce a “statistically significant”
(according Mosbrugger and Utescher, 1997) coexistence interval with a
high number (&gt; 20) of NLRs – we suggest that palaeoclimate
reconstructions using the Coexistence Approach be disregarded and that the
palaeo-assemblages be revisited with other methods and careful,
well-documented and well-investigated NLR associations.</p>
<sec id="Ch1.S4.SSx1" specific-use="unnumbered">
  <title>Where to go from here?</title>
      <p>There are already a range of potential methods available for palaeoclimate
reconstruction using plant fossils as proxies in a univariate manner that
have been rarely used or recently proposed (e.g. Greenwood et al., 2005;
Boyle et al., 2008; Thompson et al., 2012; Chevalier et al., 2014; Harbert
and Nixon, 2015), and there are avenues ripe for exploration (see, e.g.,
Broennimann et al., 2012; Denk et al., 2013). However, all of these methods
require (further) testing and then careful, well-documented usage when
reconstructing palaeoclimates. The development of the physiognomic approach
(CLAMP, Climate Leaf Analysis Multivariate Program) within the last 2 decades
may serve as an example regarding validation, advancement and, most
importantly, documentation and transparency. The various publications
demonstrate a constant effort to reach higher precision and counter known
problems (e.g. Kovach and Spicer, 1995; Herman and Spicer, 1997; Spicer et
al., 2009; Yang et al., 2015; Li et al., 2016). All primary data are made
freely accessible and means are implemented allowing for quick application
(CLAMP online; Yang et al., 2011). CLAMP online not only provides data,
guidelines and templates for application but also pinpoints shortcomings and
ideas on how to deal with them. No method is or will be perfect.
Nevertheless, it is crucial to define the principal accuracy and precision of
any quantitative method. If this is not possible, as in the case of the
Coexistence Approach (Utescher et al., 2014, p. 61), it must not be used.
Therefore, we suggest that any current or future taxon-based method be
<list list-type="order"><list-item><p>tested against the modern flora (e.g. Boyle et al., 2008; Thompson et
al., 2012; Chevalier et al., 2014; Harbert and Nixon, 2015).</p></list-item><list-item><p>tested with randomised and unlikely communities of modern flora. A robust
(taxon-based) method that is to be applied to micro-, meso- and macrofossil
assemblages must detect possible allochthonous elements or mixed floras.</p></list-item><list-item><p>first applied to the better-understood palaeoclimates of the most
recent past (e.g. present to the Last Glacial Maximum) and compared with
available relevant proxies (e.g. Thompson et al.,
2012).</p></list-item><list-item><p>explored using both species level and taxonomic levels of potential or
probable nearest living relatives (e.g. Boyle et al., 2008).</p></list-item><list-item><p>examined using a jackknifing or similar procedure to ensure that results
remain accurate and establish the actual precision that can be expected with
fossil floras. Fossil floras will always only provide a fraction of the
actual flora and may include incorrectly determined taxa. The accuracy of a
result must not change due to the presence or absence of specific taxa in
the assemblage, although precision can, and is likely to, decline.</p></list-item><list-item><p>finally, tested in a stepwise fashion further and further into the past
using available, well-studied, dated, and more or less continuous records,
such as the recently revised Icelandic record covering the last 15 million
years, ranging from subtropical lowland to ice age conditions (Denk et al.,
2011, 2013)</p></list-item></list></p>
      <p>After such a series of tests, the method can be considered an alternative
means to reconstruct past climates for further exploration. However, the
ultimate limitations of mutual climate range techniques or other
nearest-living-relative methods for palaeoclimate reconstruction do not lie
in the methodological framework to estimate, for example, the coexistence
space but rather in the applicability of the nearest-living-relative
principle. When it comes to application in the more distant past, the basic
assumption of any method must be that the nearest-living-relative principle
will be violated to an unknown degree. The degree of violation will likely
increase with time and may not necessarily surface during the application or
testing phase. Bivariate or multivariate approaches, which can tackle the
problem of pseudo-coexistence (e.g. Fig. 4), will be more sensible in this
respect. The capability to accurately and precisely predict palaeoclimate
will not only deteriorate with increasing age but also with compositional
change of the fossil plant assemblages relative to the modern-day situation.
Precise, highly sophisticated methods (e.g. Punyasena, 2008; Harbert and
Nixon, 2015) or methods using few, overly precise, values to characterise the
niche space of the NLR (e.g. Greenwood et al., 2005) run a higher risk of
being affected by violations of the nearest-living-relative principle than
methods that use semi-quantitative approximations of the niche (e.g. Thompson
et al., 2012; Denk et al., 2013).</p>
      <p>Taking into account all theoretical and practical issues involved, we suspect
that quantitative palaeoclimate estimates at a high precision <italic>and</italic>
accuracy are an impossible goal when the nearest-living-relative principle
is be applied. Therefore, our opinion is
that method development should not focus on high (or higher) precision, as
the basis of this precision is undermined as the temporal difference between
fossil and NLR increases, but rather on establishing climate change trends in
a robust and reproducible manner. Semi-quantitative approaches can detect
such changes and may prove to be more robust (e.g. the Köppen signature
approach proposed by Denk et al., 2013). Furthermore, the application of any
nearest-living-relative method to palaeo-floras will always depend on the
thoughtful filtering of a fossil assemblage for elements that have been shown
to have a high likelihood of niche conservatism. Fossil–NLR associations
must be carefully selected to ensure that the principle of physiological
uniformitarianism applies, in contrast to the current practice of seemingly
data-naive bulk analyses.</p>
</sec>
</sec>

      
      </body>
    <back><ack><title>Acknowledgements</title><p>This study was funded by the Austrian Science Fund (FWF) with a grant to
Guido W. Grimm, project number M1751-B16. Alastair J. Potts received support
from the National Research Foundation (RCA13091944022).<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?> Edited by: J. Guiot</p></ack><ref-list>
    <title>References</title>

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  </ref-list><app-group content-type="float"><app><title/>

    </app></app-group></back>
    <!--<article-title-html>Fallacies and fantasies: the theoretical underpinnings of the Coexistence
Approach for palaeoclimate reconstruction</article-title-html>
<abstract-html><p class="p">The Coexistence Approach has been used to infer palaeoclimates for many
Eurasian fossil plant assemblages. However, the theory that underpins the
method has never been examined in detail. Here we discuss acknowledged and
implicit assumptions and assess the statistical nature and pseudo-logic of
the method. We also compare the Coexistence Approach theory with the active
field of species distribution modelling. We argue that the assumptions will
inevitably be violated to some degree and that the method lacks any
substantive means to identify or quantify these violations. The absence of a
statistical framework makes the method highly vulnerable to the vagaries of
statistical outliers and exotic elements. In addition, we find numerous
logical inconsistencies, such as how climate shifts are quantified (the use
of a “centre value” of a coexistence interval) and the ability to
reconstruct “extinct” climates from modern plant distributions. Given the
problems that have surfaced in species distribution modelling, accurate and
precise quantitative reconstructions of palaeoclimates (or even climate
shifts) using the nearest-living-relative principle and rectilinear niches
(the basis of the method) will not be possible. The Coexistence Approach can
be summarised as an exercise that shoehorns a plant fossil assemblage into
coexistence and then assumes that this must be the climate. Given the
theoretical issues and methodological issues highlighted elsewhere, we
suggest that the method be discontinued and that all past reconstructions be
disregarded and revisited using less fallacious methods. We outline six steps
for (further) validation of available and future taxon-based methods and
advocate developing (semi-quantitative) methods that prioritise robustness
over precision.</p></abstract-html>
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Denk, T., Grimm, G. W., Grímsson, F., and Zetter, R.: Evidence from “Köppen signatures”
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M., Nakazawa, Y., Overton, J. M., Peterson, A. T., Phillips, S. J.,
Richardson, K. S., Scachetti-Pereira, R., Schapire, R. E., Soberón, J.,
Williams, S., Wisz, M. S., and Zimmermann, N. E.: Novel methods improve
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</mixed-citation></ref-html>
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Greenwood, D. R., Archibald, S. B., Mathewes, R. W., and Moss, P. T.: Fossil
biotas from the Okanagan Highlands, southern British Columbia and
northeastern Washington State: climates and ecosystems across an Eocene
landscape, Can. J. Earth Sci., 42, 167–185, 2005.
</mixed-citation></ref-html>
<ref-html id="bib1.bib18"><label>18</label><mixed-citation>
Grimm, G. W. and Denk, T.: Reliability and resolution of the coexistence
approach – A revalidation using modern-day data, Rev. Palaeobot. Palynol.,
172, 33–47, 2012.
</mixed-citation></ref-html>
<ref-html id="bib1.bib19"><label>19</label><mixed-citation>
Grimm, G. W., Bouchal, J. M., Denk, T., and Potts, A. J.: Fables and
foibles: a critical analysis of the Palaeoflora database and the Coexistence
Approach for palaeoclimate reconstruction, bioRxiv, <a href="http://dx.doi.org/10.1101/016378" target="_blank">doi:10.1101/016378</a>,
2015.
</mixed-citation></ref-html>
<ref-html id="bib1.bib20"><label>20</label><mixed-citation>
Harbert, R. S. and Nixon, K. C.: Climate reconstruction analysis using
coexistence likelihood estimation (CRACLE): A method for the estimation of
climate using vegetation, Am. J. Bot., 102, 1277–1289, 2015.
</mixed-citation></ref-html>
<ref-html id="bib1.bib21"><label>21</label><mixed-citation>
Herman, A. B. and Spicer, R. A.: New quantitative palaeoclimate data for
the Late Cretaceous Arctic: evidence for a warm polar ocean, Palaeogeogr.
Palaeocl., 128, 227–251, 1997.
</mixed-citation></ref-html>
<ref-html id="bib1.bib22"><label>22</label><mixed-citation>
Huang, Y.-J., Chen, W.-Y., Jacques, F. M. B., Liu, Y.-S. C., Utescher, T.,
Su, T., Ferguson, D. K., and Zhou, Z.-K.: Late Pliocene temperatures and
their spatial variation at the southeastern border of the Qinghai–Tibet
Plateau, J. Asian Earth Sci., 111, 44–53, 2015.
</mixed-citation></ref-html>
<ref-html id="bib1.bib23"><label>23</label><mixed-citation>
Hutchinson, G. E.: Concluding Remarks, Cold Spring Harbor Symp. Quant.
Biol., 22, 415–427, 1957.
</mixed-citation></ref-html>
<ref-html id="bib1.bib24"><label>24</label><mixed-citation>
Klotz, S.: Neue Methoden der Klimarekonstruktion – angewendet auf
quartäre Pollensequenzen der französischen Alpen, Tübinger
Mikropaläontologische Mitteilungen, Institut &amp; Museum für
Geologie &amp; Paläontologie [now: Institute for Geosciences], Eberhard
Karls University, Tübingen, 1999.
</mixed-citation></ref-html>
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Köppen, W.: Das geographische System der Klimate, in: Handbuch der
Klimatologie, Band 1, Teil C., edited by: Köppen, W. and Geiger, R.,
Gebr. Borntraeger, Berlin, 1–44, 1936.
</mixed-citation></ref-html>
<ref-html id="bib1.bib26"><label>26</label><mixed-citation>
Kovach, W. and Spicer, R. A.: Canonical correspondence analysis of leaf
physiognomy: a contribution to the development of a new palaeoclimatological
tool, Palaeoclimates: Data and Modelling, 2, 125–138, 1995.
</mixed-citation></ref-html>
<ref-html id="bib1.bib27"><label>27</label><mixed-citation>
Li, S. F., Jacques, F. M. B., Spicer, R. A., Su, T., Spicer, T. E. V., Yang,
J., and Zhou, Z.: Artificial neural networks reveal a high-resolution
climatic signal in leaf physiognomy, Palaeogeogr. Palaeocl.,
442, 1–11, 2016.
</mixed-citation></ref-html>
<ref-html id="bib1.bib28"><label>28</label><mixed-citation>
Mosbrugger, V. and Utescher, T.: The coexistence approach – a method for
quantitative reconstructions of Tertiary terrestrial palaeoclimate data
using plant fossils, Palaeogeogr. Palaeocl., 134, 61–86,
1997.
</mixed-citation></ref-html>
<ref-html id="bib1.bib29"><label>29</label><mixed-citation>
Nix, H. A.: A biogeographic analysis of Australian elapid snakes, in: Atlas
of Elapid Snakes of Australia, edited by: Longmore, R., Australian
Government Publishing Service, Canberra, 4–15, 1986.
</mixed-citation></ref-html>
<ref-html id="bib1.bib30"><label>30</label><mixed-citation>
Pearman, P. B., Guisan, A., Broennimann, O., and Randin, C. F.: Niche
dynamics in space and time, Trends Ecol. Evol., 23, 149–158,
2008a.
</mixed-citation></ref-html>
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